| Company | Affected Security | Settlement Amount |
|---|---|---|
| Tile Shop Hldgs, Inc. | NASDAQ: TTS | $9,500,000.00 |
| InterNAP Network Services | NASDAQ: INAP | $9,500,000.00 |
| Uxin Limited | NASDAQ: UXIN | $9,500,000.00 |
| Resource Capital Corp. | NYSE: RSO | $9,500,000.00 |
| Castlight Health Inc | NYSE: CSLT | $9,500,000.00 |
| Tenaris S.A. | NYSE: TS | $9,500,000.00 |
| Straight Path Communications Inc | NYSEMKT: STRP | $9,450,000.00 |
| Reconnaissance Energy Africa Ltd. | OTC: RECAF | $9,425,000.00 |
| Concordia International Corp | NASDAQ: CXRX | $9,250,000.00 |
| Fifth Street Asset Management Inc | NASDAQ: FSAM | $9,250,000.00 |
| Navistar International Corporation | NYSE: NAV | $9,100,000.00 |
| Harmony Gold Mining Company Limited | NYSE: HMY | $9,000,000.00 |
| OneMain Holdings Inc | NYSE: OMF | $9,000,000.00 |
| OSI Pharmaceuticals | NASDAQ: OSIP | $9,000,000.00 |
| PPDAI Group Inc. | NYSE: PPDF | $9,000,000.00 |
| 21Vianet Group Inc | NASDAQ: VNET | $9,000,000.00 |
| Vocera Communications Inc | NYSE: VCRA | $9,000,000.00 |
| The Great Atlantic & Pacific Tea Company | PINK: GAPTQ | $9,000,000.00 |
| Dr.Reddy's Laboratories Ltd | NYSE: RDY | $9,000,000.00 |
| CURO Group Holdings Corp. | NYSE: CURO | $8,980,000.00 |
| Nuvelo | NASDAQ: NUVO | $8,916,670.00 |
| Harris Stratex Networks Inc. | NASDAQ: HSTX | $8,900,000.00 |
| W Holding Company | NYSE: WHI | $8,750,000.00 |
| GMH Communities Trust | NYSE: GCT | $8,750,000.00 |
| Puda Coal, Inc | AMEX: PUDA, NYSE: PUDA | $8,700,000.00 |
| Model N Inc | NYSE: MODN | $8,550,000.00 |
| Stable Road Acquisition Corp. | NASDAQ: SRAC | $8,500,000.00 |
| Pain Therapeutics, Inc. | NASDAQ: PTIE | $8,500,000.00 |
| Power Solutions International Inc | NASDAQ: PSIX | $8,500,000.00 |
| Envivio Inc | NASDAQ: ENVI | $8,500,000.00 |
| Array Biopharma Inc | NASDAQ: ARRY | $8,500,000.00 |
| Spectranetics Corp | NASDAQ: SPNC | $8,500,000.00 |
| Qudian Inc | NYSE: QD | $8,500,000.00 |
| Trevena Inc | NASDAQ: TRVN | $8,500,000.00 |
| CytRx Corporation | NASDAQ: CYTR | $8,500,000.00 |
| Blackstone Group | NYSE: BX | $8,500,000.00 |
| Hansen Medical, Inc. | NASDAQ: HNSN | $8,500,000.00 |
| Delcath Systems, Inc. | NASDAQ: DCTH | $8,500,000.00 |
| Urban Outfitters, Inc. | NASDAQ: URBN | $8,500,000.00 |
| Talkspace, Inc. | NASDAQ: TALK | $8,500,000.00 |
| MOL Global Inc | NASDAQ: MOLG | $8,500,000.00 |
| Nalco Holding Company | NYSE: NLC | $8,390,980.00 |
| Acer Therapeutics Inc. | NASDAQ: ACER | $8,350,000.00 |
| Gilead Sciences, Inc. | NASDAQ: GILD | $8,250,000.00 |
| Helios and Matheson Analytics Inc. | NASDAQ: HMNY | $8,250,000.00 |
| Tetra Technologies | NYSE: TTI | $8,250,000.00 |
| PFF Bancorp Inc | OTC: PFFB | $8,250,000.00 |
| Powerwave Technologies | NASDAQ: PWAV | $8,200,000.00 |
| Daimler AG | NYSE: DSX | $8,100,000.00 |
| Par Pharmaceutical Companies, Inc. | NYSE: PRX | $8,100,000.00 |