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Case Settlements by Amount

Company Affected Security Settlement Amount
Stable Road Acquisition Corp. NASDAQ: SRAC $8,500,000.00
Power Solutions International Inc NASDAQ: PSIX $8,500,000.00
Array Biopharma Inc NASDAQ: ARRY $8,500,000.00
Pain Therapeutics, Inc. NASDAQ: PTIE $8,500,000.00
Envivio Inc NASDAQ: ENVI $8,500,000.00
Trevena Inc NASDAQ: TRVN $8,500,000.00
Qudian Inc NYSE: QD $8,500,000.00
Spectranetics Corp NASDAQ: SPNC $8,500,000.00
CytRx Corporation NASDAQ: CYTR $8,500,000.00
Talkspace, Inc. NASDAQ: TALK $8,500,000.00
Delcath Systems, Inc. NASDAQ: DCTH $8,500,000.00
Blackstone Group NYSE: BX $8,500,000.00
Hansen Medical, Inc. NASDAQ: HNSN $8,500,000.00
Urban Outfitters, Inc. NASDAQ: URBN $8,500,000.00
MOL Global Inc NASDAQ: MOLG $8,500,000.00
Nalco Holding Company NYSE: NLC $8,390,980.00
Acer Therapeutics Inc. NASDAQ: ACER $8,350,000.00
Helios and Matheson Analytics Inc. NASDAQ: HMNY $8,250,000.00
Gilead Sciences, Inc. NASDAQ: GILD $8,250,000.00
Tetra Technologies NYSE: TTI $8,250,000.00
PFF Bancorp Inc OTC: PFFB $8,250,000.00
Powerwave Technologies NASDAQ: PWAV $8,200,000.00
Daimler AG NYSE: DSX $8,100,000.00
Par Pharmaceutical Companies, Inc. NYSE: PRX $8,100,000.00
Sunterra Corp. $8,000,000.00
Luminent Mortgage Capital Inc. OTC: LUMCQ $8,000,000.00
CafePress Inc NASDAQ: PRSS $8,000,000.00
Nano-X Imaging Ltd. NASDAQ: NNOX $8,000,000.00
Polycom Inc NASDAQ: PLCM $8,000,000.00
Direxion Shares ETF Trust NYSE: BGZ, NYSE: ERY, NYSE: FAZ, NYSE: TZA $8,000,000.00
Impax Laboratories Inc NASDAQ: IPXL $8,000,000.00
Covisint Corp NASDAQ: COVS $8,000,000.00
Viropharma Inc NASDAQ: VPHM $8,000,000.00
NuVasive, Inc. NASDAQ: NUVA $7,900,000.00
Colonial BancGroup, Inc. NYSE: CNB $7,900,000.00
Celsius Holdings, Inc. NASDAQ: CELH $7,900,000.00
LHC Group, Inc. NASDAQ: LHCG $7,850,000.00
Genoptix, Inc NASDAQ: GXDX $7,700,000.00
Pacific Biosciences of California, Inc. NASDAQ: PACB $7,686,490.00
Tivity Health Inc NASDAQ: TVTY $7,500,000.00
Fidelity $7,500,000.00
Elan Corporation plc NYSE: ELN $7,500,000.00
Violin Memory Inc NYSE: VMEM $7,500,000.00
BearingPoint Inc NYSE: BE $7,500,000.00
Centene Corp NYSE: CNC $7,500,000.00
Jianpu Technology Inc. NYSE: JT $7,500,000.00
Ambassadors Group Inc. NASDAQ: EPAX $7,500,000.00
Eagle Bancorp, Inc. NASDAQ: EGBN $7,500,000.00
Dynex Capital, Inc. $7,500,000.00
Molina Healthcare, Inc. NYSE: MOH $7,500,000.00