| Company | Affected Security | Settlement Amount |
|---|---|---|
| Bayer AG | OTC: BAYRY | $18,500,000.00 |
| LSB Industries, Inc. | NYSE: LXU | $18,450,000.00 |
| Esperion Therapeutics Inc | NASDAQ: ESPR | $18,250,000.00 |
| Merit Medical Systems, Inc. | NYSE: MMSI | $18,250,000.00 |
| Investment Technology Group | NYSE: ITG | $18,000,000.00 |
| Genta Incorporated | NASDAQ: GNTA | $18,000,000.00 |
| Medicis Pharmaceutical Corp. | NYSE: MRX | $18,000,000.00 |
| Quorum Health Corp | NYSE: QHC | $18,000,000.00 |
| Huntsman | NYSE: HUN | $18,000,000.00 |
| Bankrate, Inc. | NASDAQ: RATE | $18,000,000.00 |
| AMC Entertainment Inc | NYSE: AMC | $18,000,000.00 |
| American Capital Corporation | NASDAQ: ACAS | $18,000,000.00 |
| Ginkgo Bioworks Holdings, Inc. | NYSE: DNA | $17,750,000.00 |
| Universal Health Services, Inc. | NYSE: UHS | $17,500,000.00 |
| CBL & Associates Properties, Inc. | NYSE: CBL | $17,500,000.00 |
| HyreCar Inc. | NASDAQ: HYRE | $17,500,000.00 |
| The Bancorp Inc | NASDAQ: TBBK | $17,500,000.00 |
| Portola Pharmaceuticals Inc | NASDAQ: PTLA | $17,500,000.00 |
| Gogo Inc | NASDAQ: GOGO | $17,300,000.00 |
| Oppenheimer Holdings Inc. | $17,109,000.00 | |
| Opus Bank | NASDAQ: OPB | $17,000,000.00 |
| Liquidity Services, Inc. | NASDAQ: LQDT | $17,000,000.00 |
| Inovalon Holdings Inc | NASDAQ: INOV | $17,000,000.00 |
| ITT Educational Services, Inc. | NYSE: ESI | $16,962,500.00 |
| Healthcare Services Group, Inc. | NASDAQ: HCSG | $16,800,000.00 |
| American Business Financial Services, Inc. | OTC: ABFIQ | $16,767,500.00 |
| Evoqua Water Technologies Corp. | NYSE: AQUA | $16,600,000.00 |
| OPKO Health, Inc. | NASDAQ: OPK | $16,500,000.00 |
| Prudential Financial, Inc. | NYSE: PHR | $16,500,000.00 |
| Apple Inc. | NASDAQ: AAPL | $16,500,000.00 |
| Warner Chilcott Limited | NASDAQ: WCRX | $16,500,000.00 |
| NantHealth Inc | NASDAQ: NH | $16,500,000.00 |
| Dendreon Corporation | NASDAQ: DNDN | $16,500,000.00 |
| Hansen Natural Corp. | NASDAQ: HANS | $16,250,000.00 |
| Novatel Wireless Inc. | NASDAQ: NVTL | $16,000,000.00 |
| World Acceptance Corporation | NASDAQ: WRLD | $16,000,000.00 |
| Fifth Third Bancorp | NASDAQ: FITB | $16,000,000.00 |
| Align Technology, Inc. | NASDAQ: ALGN | $16,000,000.00 |
| Baxter International Inc. | NYSE: BAX | $16,000,000.00 |
| $16,000,000.00 | ||
| MannKind Corporation | NASDAQ: MNKD | $16,000,000.00 |
| LDK Solar Company | NYSE: LDK | $16,000,000.00 |
| Merge Healthcare Incorporated. | NASDAQ: MRGE | $16,000,000.00 |
| Prothena Corporation plc | NASDAQ: PRTA | $15,750,000.00 |
| Acuity Brands, Inc. | NYSE: AYI | $15,750,000.00 |
| Southwestern Resources Corp. | $15,527,500.00 | |
| Applied Optoelectronics Inc | NASDAQ: AAOI | $15,500,000.00 |
| Frontier Communications Corp | NASDAQ: FTR | $15,500,000.00 |
| Syncor International Corp. | $15,500,000.00 | |
| General Growth Properties | NYSE: GGP | $15,500,000.00 |