| Company | Affected Security | Settlement Amount |
|---|---|---|
| SunOpta | NASDAQ: STKL | $11,250,000.00 |
| Amkor Technology Inc | NASDAQ: AMKR | $11,250,000.00 |
| Orthofix Medical Inc. | NASDAQ: OFIX | $11,000,000.00 |
| TeleTech Holdings | NASDAQ: TTEC | $11,000,000.00 |
| National City Corporation | NYSE: NCC | $11,000,000.00 |
| BigBand Networks | NASDAQ: BBND | $11,000,000.00 |
| Diamond Foods, Inc. | NASDAQ: DMND | $11,000,000.00 |
| Invacare Corporation | NYSE: IVC | $11,000,000.00 |
| Rent-A-Center Inc | NASDAQ: RCII | $11,000,000.00 |
| Mammoth Energy Services, Inc. | NASDAQ: TUSK | $11,000,000.00 |
| The RealReal, Inc. | NASDAQ: REAL | $11,000,000.00 |
| CPI Card Group Inc | NASDAQ: PMTS | $11,000,000.00 |
| Health Insurance Innovations Inc | $11,000,000.00 | |
| BioScrip Inc | NASDAQ: BIOS | $10,900,000.00 |
| Sientra Inc | NASDAQ: SIEN | $10,900,000.00 |
| GT Solar International Inc. | NASDAQ: SOLR | $10,500,000.00 |
| Stone Energy Corporation | NYSE: SGY | $10,500,000.00 |
| ImmunityBio, Inc. | NASDAQ: IBRX | $10,500,000.00 |
| America Service Group Inc | NASDAQ: ASGR | $10,500,000.00 |
| RTI Surgical Holdings, Inc. | NASDAQ: RTIX | $10,500,000.00 |
| KBR, Inc. | NYSE: KBR | $10,500,000.00 |
| Willbros Group | NYSE: WG | $10,365,000.00 |
| Sterling Financial Corporation | NASDAQ: STSA | $10,250,000.00 |
| Oilsands Quest Inc. | AMEX: BQI | $10,235,000.00 |
| Kosmos Energy Ltd | NYSE: KOS | $10,200,000.00 |
| Allscripts Healthcare Solutions Inc | NASDAQ: MDRX | $10,150,000.00 |
| Quest Resource Corporation | NASDAQ: QELP, NASDAQ: QRCP | $10,100,000.00 |
| Freshpet Inc | NASDAQ: FRPT | $10,100,000.00 |
| Quest Energy Partners LP | NASDAQ: QELP, NASDAQ: QRCP | $10,100,000.00 |
| American Superconductor Corporation | NASDAQ: AMSC | $10,000,000.00 |
| ValueClick | NASDAQ: VCLK | $10,000,000.00 |
| CSK Auto Corp. | NYSE: CAO | $10,000,000.00 |
| Braskem SA | NYSE: BAK | $10,000,000.00 |
| PG&E Corporation | NYSE: PCG | $10,000,000.00 |
| Herley Industries, Inc. | NASDAQ: HRLY | $10,000,000.00 |
| Crocs, Inc. | NASDAQ: CROX | $10,000,000.00 |
| Honeywell International Inc. | NYSE: HON | $10,000,000.00 |
| MRV Communications Inc. | NASDAQ: MRVC | $10,000,000.00 |
| Corus Bankshares, Inc. | NASDAQ: CORS | $10,000,000.00 |
| HCC Insurance Holdings | NYSE: HCC | $10,000,000.00 |
| Ra Medical Systems, Inc. | NYSE: RMED | $10,000,000.00 |
| Coventry Health Care, Inc. | NYSE: CVH | $10,000,000.00 |
| Terex Corporation | NYSE: TEX | $10,000,000.00 |
| Central European Distribution Corporation | NASDAQ: CEDC | $10,000,000.00 |
| Syntax-Brillian Corporation | OTC: BRLCQ | $10,000,000.00 |
| Willbros Group | NYSE: WG | $10,000,000.00 |
| Dycom Industries, Inc. | NYSE: DY | $9,850,000.00 |
| A10 Networks Inc | NYSE: ATEN | $9,837,500.00 |
| Allscripts Healthcare Solutions Inc | NASDAQ: MDRX | $9,750,000.00 |
| US Unwired, Inc. | NASDAQ: UNWR | $9,700,000.00 |