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Case Settlements by Amount

Company Affected Security Settlement Amount
Epocrates, Inc. NASDAQ: EPOC $5,100,000.00
NQ Mobile Inc (ADR) NYSE: NQ $5,100,000.00
JinkoSolar Holding Co., Ltd. NYSE: JKS $5,050,000.00
Levi Strauss & Co. OTC: LVISF $5,000,000.00
Ruby Tuesday, Inc. NYSE: RT $5,000,000.00
Exodus Communications $5,000,000.00
Ideanomics, Inc. NASDAQ: IDEX $5,000,000.00
FalconStor Software, Inc. NASDAQ: FALC $5,000,000.00
Jumia Technologies AG NASDAQ: JMIA $5,000,000.00
Ikanos Communications NASDAQ: IKAN $5,000,000.00
Momo Inc. NASDAQ: MOMO $5,000,000.00
Beckman Coulter, Inc. NYSE: BEC $5,000,000.00
Home Point Capital Inc. NASDAQ: HMPT $5,000,000.00
Atlas Financial Holdings Inc NASDAQ: AFH $5,000,000.00
Exela Technologies, Inc. NASDAQ: XELA $5,000,000.00
TomoTherapy NASDAQ: TOMO $5,000,000.00
Vestas Wind Systems A/S OTC: VWDRY, OTC: VWSYF, PINK: VWDRY, PINK: VWSYF $5,000,000.00
Ryanair Holdings plc NASDAQ: RYAAY $5,000,000.00
Fiat Chrysler Automobiles NV NYSE: FCAU $5,000,000.00
Suntech Power Holdings Co. LTD NYSE: STP $5,000,000.00
Mesa Air Group, Inc. NASDAQ: MESA $5,000,000.00
Namaste Technologies Inc. OTC: NXTTF $4,900,000.00
State Street Corporation NYSE: STT $4,900,000.00
EZCORP Inc NASDAQ: EZPW $4,875,000.00
WSB Financial Group NASDAQ: WSFG $4,850,000.00
American Apparel, Inc. AMEX: APP $4,800,000.00
Dyadic International OTC: DYAI $4,800,000.00
Orexigen Therapeutics, Inc. NASDAQ: OREX $4,800,000.00
Akeena Solar, Inc. NASDAQ: AKNS $4,770,000.00
Impax Laboratories Inc NASDAQ: IPXL $4,750,000.00
JAMDAT Mobile, Inc. NASDAQ: JMDT $4,750,000.00
Peabody Energy Corporation NYSE: BTU $4,625,000.00
Sonus Networks, Inc. NASDAQ: SONS $4,500,000.00
JA Solar Holdings Co. LTD NASDAQ: JASO $4,500,000.00
Matrixx Initiatives, Inc. NASDAQ: MTXX $4,500,000.00
AMEX: BKR $4,500,000.00
Matrixx Initiatives, Inc. NASDAQ: MTXX $4,500,000.00
KiOR Inc NASDAQ: KIOR $4,500,000.00
Avaya Inc NYSE: AV $4,500,000.00
New Oriental Education & Tech Grp NYSE: EDU $4,500,000.00
Dynagas LNG Partners LP NYSE: DLNG $4,500,000.00
Wireless Facilities NASDAQ: WFII $4,500,000.00
Matrixx Initiatives, Inc. NASDAQ: MTXX $4,500,000.00
Dynavax Technologies Corporation NASDAQ: DVAX $4,500,000.00
Franklin Templeton Funds $4,437,370.00
Isolagen Inc AMEX: ILE $4,425,000.00
Unilife Corp NASDAQ: UNIS $4,400,000.00
Oppenheimer Holdings Inc. $4,341,000.00
BioForm Medical Inc. NASDAQ: BFRM $4,301,250.00
FCStone Group NASDAQ: FCSX $4,250,000.00