| Company | Affected Security | Settlement Amount |
|---|---|---|
| Nevsun Resources (USA) | NYSEAMEX: NSU | $5,995,000.00 |
| Star Scientific, Inc. | NASDAQ: STSI | $5,900,000.00 |
| EZCORP Inc | NASDAQ: EZPW | $5,900,000.00 |
| Global Cash Access Holdings | NYSE: GCA | $5,875,000.00 |
| American Renal Associates Holdings Inc | NYSE: ARA | $5,775,000.00 |
| CytRx Corporation | NASDAQ: CYTR | $5,750,000.00 |
| Amaya Inc | NASDAQ: AYA | $5,750,000.00 |
| Qurate Retail Group, Inc | NASDAQ: QRTEA | $5,750,000.00 |
| Aerohive Networks Inc | NYSE: HIVE | $5,750,000.00 |
| Panera Bread Co | NASDAQ: PNRA | $5,750,000.00 |
| Capstone Turbine Corporation | NASDAQ: CPST | $5,550,000.00 |
| IndyMac Bancorp Inc. | NYSE: IMB | $5,500,000.00 |
| First Regional Bancorp | OTC: FRGBQ | $5,500,000.00 |
| LeapFrog Enterprises, Inc | NYSE: LF | $5,500,000.00 |
| Celadon Group, Inc. | NYSE: CGI | $5,500,000.00 |
| Swisher Hygiene, Inc. | NASDAQ: SWSH | $5,500,000.00 |
| Chelsea Therapeutics International Ltd. | NASDAQ: CHTP | $5,500,000.00 |
| Forterra Inc | NASDAQ: FRTA | $5,500,000.00 |
| Digital Domain Media Group Inc | NYSE: DDMG | $5,500,000.00 |
| Rydex Inverse Government Long Bond Strategy Fund | $5,500,000.00 | |
| JBS SA | OTCMKTS: JBSAY | $5,466,600.00 |
| JBS SA | OTCMKTS: JBSAY | $5,466,600.00 |
| Nations Investments LLC | $5,400,000.00 | |
| Global Geophysical Services, Inc. | NYSE: GGS | $5,300,000.00 |
| Actrade Financial Technologies Ltd | NASDAQ: ACRT | $5,250,000.00 |
| Canadian Superior Energy Inc. | AMEX: SNG | $5,200,000.00 |
| Duoyuan Global Water, Inc . | NYSE: DGW | $5,150,000.00 |
| First Trust Strategic High Income Fund | NYSE: FHI, NYSE: FHO, NYSE: FHY | $5,150,000.00 |
| Epocrates, Inc. | NASDAQ: EPOC | $5,100,000.00 |
| NQ Mobile Inc (ADR) | NYSE: NQ | $5,100,000.00 |
| Home Solutions of America | OTC: HSOA | $5,100,000.00 |
| JinkoSolar Holding Co., Ltd. | NYSE: JKS | $5,050,000.00 |
| Momo Inc. | NASDAQ: MOMO | $5,000,000.00 |
| Home Point Capital Inc. | NASDAQ: HMPT | $5,000,000.00 |
| TomoTherapy | NASDAQ: TOMO | $5,000,000.00 |
| Vestas Wind Systems A/S | OTC: VWDRY, OTC: VWSYF, PINK: VWDRY, PINK: VWSYF | $5,000,000.00 |
| Suntech Power Holdings Co. LTD | NYSE: STP | $5,000,000.00 |
| Atlas Financial Holdings Inc | NASDAQ: AFH | $5,000,000.00 |
| Ryanair Holdings plc | NASDAQ: RYAAY | $5,000,000.00 |
| Levi Strauss & Co. | OTC: LVISF | $5,000,000.00 |
| Ruby Tuesday, Inc. | NYSE: RT | $5,000,000.00 |
| Exela Technologies, Inc. | NASDAQ: XELA | $5,000,000.00 |
| Exodus Communications | $5,000,000.00 | |
| Fiat Chrysler Automobiles NV | NYSE: FCAU | $5,000,000.00 |
| FalconStor Software, Inc. | NASDAQ: FALC | $5,000,000.00 |
| Mesa Air Group, Inc. | NASDAQ: MESA | $5,000,000.00 |
| Ikanos Communications | NASDAQ: IKAN | $5,000,000.00 |
| Ideanomics, Inc. | NASDAQ: IDEX | $5,000,000.00 |
| Beckman Coulter, Inc. | NYSE: BEC | $5,000,000.00 |
| Jumia Technologies AG | NASDAQ: JMIA | $5,000,000.00 |