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Case Settlements by Amount

Company Affected Security Settlement Amount
$3,632,600.00
Swank Capital, LLC NYSE: SRV $3,600,000.00
CPI Aerostructures, Inc. NYSE: CVU $3,600,000.00
Secure Computing Corporation NASDAQ: SCUR $3,600,000.00
Xerium Technologies Inc NYSE: XRM $3,600,000.00
Hemispherx BioPharma, Inc. AMEX: HEB $3,600,000.00
HearUSA, Inc. OTC: HEARQ $3,600,000.00
Advanta Corp. $3,550,000.00
SAExploration Holdings, Inc. NASDAQ: SAEX $3,550,000.00
IsoRay, Inc. NYSEMKT: ISR $3,537,500.00
Corinthian Colleges, Inc. NASDAQ: COCO $3,500,000.00
L&L Energy, Inc. NASDAQ: LLEN $3,500,000.00
Ariad Pharmaceuticals, Inc. NASDAQ: ARIA $3,500,000.00
L&L Energy, Inc. NASDAQ: LLEN $3,500,000.00
Atossa Genetics Inc NASDAQ: ATOS $3,500,000.00
Catalyst Pharmaceutical Partners, Inc. NASDAQ: CPRX $3,500,000.00
Provectus Pharmaceuticals, Inc. OTC: PVCT $3,500,000.00
K12 Inc. NYSE: LRN $3,500,000.00
Ixia NASDAQ: XXIA $3,500,000.00
GT Advanced Technologies Inc NASDAQ: GTAT $3,500,000.00
Tarena International Inc NASDAQ: TEDU $3,500,000.00
Loral Space & Communications, Ltd. NASDAQ: LORL $3,450,000.00
Body Central Corp NASDAQ: BODY $3,425,000.00
CIB Marine Bancshares, Inc. OTC: CIBH $3,400,000.00
Industrial Enterprises of America Inc. OTC: IEAM $3,400,000.00
Ampio Pharmaceuticals Inc NYSEMKT: AMPE $3,400,000.00
Oppenheimer Holdings Inc. $3,374,000.00
SCWorx Corp. NASDAQ: WORX $3,300,000.00
Textura Corp NYSE: TXTR $3,300,000.00
Maxwell Technologies, Inc. NASDAQ: MXWL $3,300,000.00
Roka Bioscience Inc NASDAQ: ROKA $3,275,000.00
Braintree Energy $3,269,900.00
Orion Energy Systems NASDAQ: OESX $3,250,000.00
Fushi Copperweld, Inc. NASDAQ: FSIN $3,250,000.00
GSI Group Inc. NASDAQ: GSIG $3,250,000.00
Intrusion Inc. NASDAQ: INTZ $3,250,000.00
Oracle Corporation NASDAQ: ORCL $3,250,000.00
TranS1 Inc. NASDAQ: TSON $3,250,000.00
Lion Biotechnologies Inc NASDAQ: LBIO $3,250,000.00
Sourcefire NASDAQ: FIRE $3,200,000.00
Delta Petroleum Corp. OTC: DPTRQ $3,200,000.00
Motorola NYSE: MOT $3,150,000.00
BIDZ.com, Inc. NASDAQ: BIDZ $3,150,000.00
New Oriental Education & Tech Grp NYSE: EDU $3,150,000.00
Obalon Therapeutics Inc NASDAQ: OBLN $3,150,000.00
Powerwave Technologies NASDAQ: PWAV $3,150,000.00
Rocket Fuel Inc NASDAQ: FUEL $3,150,000.00
TierOne Corporation OTC: TONE $3,100,000.00
Westpac Banking Corporation NYSE: WBK $3,100,000.00
Ormat Technologies, Inc. NYSE: ORA $3,100,000.00