Company | Affected Security | Settlement Amount |
---|---|---|
$3,632,600.00 | ||
Swank Capital, LLC | NYSE: SRV | $3,600,000.00 |
CPI Aerostructures, Inc. | NYSE: CVU | $3,600,000.00 |
Secure Computing Corporation | NASDAQ: SCUR | $3,600,000.00 |
Xerium Technologies Inc | NYSE: XRM | $3,600,000.00 |
Hemispherx BioPharma, Inc. | AMEX: HEB | $3,600,000.00 |
HearUSA, Inc. | OTC: HEARQ | $3,600,000.00 |
Advanta Corp. | $3,550,000.00 | |
SAExploration Holdings, Inc. | NASDAQ: SAEX | $3,550,000.00 |
IsoRay, Inc. | NYSEMKT: ISR | $3,537,500.00 |
Corinthian Colleges, Inc. | NASDAQ: COCO | $3,500,000.00 |
L&L Energy, Inc. | NASDAQ: LLEN | $3,500,000.00 |
Ariad Pharmaceuticals, Inc. | NASDAQ: ARIA | $3,500,000.00 |
L&L Energy, Inc. | NASDAQ: LLEN | $3,500,000.00 |
Atossa Genetics Inc | NASDAQ: ATOS | $3,500,000.00 |
Catalyst Pharmaceutical Partners, Inc. | NASDAQ: CPRX | $3,500,000.00 |
Provectus Pharmaceuticals, Inc. | OTC: PVCT | $3,500,000.00 |
K12 Inc. | NYSE: LRN | $3,500,000.00 |
Ixia | NASDAQ: XXIA | $3,500,000.00 |
GT Advanced Technologies Inc | NASDAQ: GTAT | $3,500,000.00 |
Tarena International Inc | NASDAQ: TEDU | $3,500,000.00 |
Loral Space & Communications, Ltd. | NASDAQ: LORL | $3,450,000.00 |
Body Central Corp | NASDAQ: BODY | $3,425,000.00 |
CIB Marine Bancshares, Inc. | OTC: CIBH | $3,400,000.00 |
Industrial Enterprises of America Inc. | OTC: IEAM | $3,400,000.00 |
Ampio Pharmaceuticals Inc | NYSEMKT: AMPE | $3,400,000.00 |
Oppenheimer Holdings Inc. | $3,374,000.00 | |
SCWorx Corp. | NASDAQ: WORX | $3,300,000.00 |
Textura Corp | NYSE: TXTR | $3,300,000.00 |
Maxwell Technologies, Inc. | NASDAQ: MXWL | $3,300,000.00 |
Roka Bioscience Inc | NASDAQ: ROKA | $3,275,000.00 |
Braintree Energy | $3,269,900.00 | |
Orion Energy Systems | NASDAQ: OESX | $3,250,000.00 |
Fushi Copperweld, Inc. | NASDAQ: FSIN | $3,250,000.00 |
GSI Group Inc. | NASDAQ: GSIG | $3,250,000.00 |
Intrusion Inc. | NASDAQ: INTZ | $3,250,000.00 |
Oracle Corporation | NASDAQ: ORCL | $3,250,000.00 |
TranS1 Inc. | NASDAQ: TSON | $3,250,000.00 |
Lion Biotechnologies Inc | NASDAQ: LBIO | $3,250,000.00 |
Sourcefire | NASDAQ: FIRE | $3,200,000.00 |
Delta Petroleum Corp. | OTC: DPTRQ | $3,200,000.00 |
Motorola | NYSE: MOT | $3,150,000.00 |
BIDZ.com, Inc. | NASDAQ: BIDZ | $3,150,000.00 |
New Oriental Education & Tech Grp | NYSE: EDU | $3,150,000.00 |
Obalon Therapeutics Inc | NASDAQ: OBLN | $3,150,000.00 |
Powerwave Technologies | NASDAQ: PWAV | $3,150,000.00 |
Rocket Fuel Inc | NASDAQ: FUEL | $3,150,000.00 |
TierOne Corporation | OTC: TONE | $3,100,000.00 |
Westpac Banking Corporation | NYSE: WBK | $3,100,000.00 |
Ormat Technologies, Inc. | NYSE: ORA | $3,100,000.00 |