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Case Settlements by Amount

Company Affected Security Settlement Amount
Dolan Company (The) NYSE: DM $2,100,000.00
Vivint Solar Inc NYSE: VSLR $2,100,000.00
YRC Worldwide Inc. NASDAQ: YRCW $2,100,000.00
PTC Inc NASDAQ: PTC $2,100,000.00
Revolution Lighting Technologies, Inc. NASDAQ: RVLT $2,083,330.00
DG FastChannel, Inc. NASDAQ: DGIT $2,000,000.00
Thornburg Mortgage NYSE: TMA $2,000,000.00
Sino Clean Energy, Inc. NASDAQ: SCEI $2,000,000.00
Focus Media Holding NASDAQ: FMCN $2,000,000.00
Allos Therapeutics, Inc. NASDAQ: ALTH $2,000,000.00
Insys Therapeutics Inc NASDAQ: INSY $2,000,000.00
GTT Communications Inc NYSE: GTT $2,000,000.00
Orient Paper Inc. AMEX: ONP $2,000,000.00
Indivior PLC OTC: INVVY $2,000,000.00
AtriCure Inc NASDAQ: ATRC $2,000,000.00
Tufin Software Technologies Ltd. NYSE: TUFN $2,000,000.00
LJ International NASDAQ: JADE $2,000,000.00
Opnext NASDAQ: OPXT $2,000,000.00
Great Lakes Dredge & Dock Corporation NASDAQ: GLDD $1,955,000.00
Woodbridge Holdings Corporation (Levitt Corp) NYSE: LEV, NYSE: WDG $1,950,000.00
Vesta Insurance Group, Inc. OTC: VTAIQ $1,950,000.00
CRM Holdings, Ltd NASDAQ: CRMH $1,950,000.00
Smithtown Bancorp Inc NASDAQ: SMTB $1,950,000.00
Hartford Financial Services Group Inc. NYSE: HIG $1,940,000.00
Limelight Networks NASDAQ: LLNW $1,900,000.00
ShengdaTech, Inc. NASDAQ: SDTH $1,900,000.00
Superior Offshore International NASDAQ: DEEP, OTC: DEEPQ $1,900,000.00
Intersect ENT Inc NASDAQ: XENT $1,900,000.00
AuthentiDate Holding Corporation NASDAQ: ADAT $1,900,000.00
Duoyuan Printing, Inc. NYSE: DYP $1,893,750.00
Ibio Inc NYSEMKT: IBIO $1,875,000.00
Medbox Inc OTC: MDBX, OTCMKTS: MDBX $1,850,000.00
Federated Investors Inc NYSE: FII $1,840,000.00
Xylogics, Inc. NASDAQ: XLGX $1,802,110.00
Ignite Restaurant Group Inc NASDAQ: IRG $1,800,000.00
ChinaCache International Holdings Limited NASDAQ: CCIH $1,800,000.00
Rentech Inc. AMEX: RTK $1,800,000.00
China Zenix Auto International Limited NYSE: ZX $1,800,000.00
Liberty Health Sciences Inc. OTC: LHSIF $1,800,000.00
Vitesse Semiconductor Corp. OTC: VTSS $1,795,000.00
Perrigo Company NASDAQ: PRGO $1,787,500.00
Electronic Game Card, Inc. OTC: EGMI $1,755,000.00
BIOLASE Inc NASDAQ: BIOL $1,750,000.00
Natural Health Trends Corp. NASDAQ: NHTC $1,750,000.00
Correvio Pharma Corp. NASDAQ: CORV $1,750,000.00
Green Bankshares, Inc. NASDAQ: GRNB $1,750,000.00
Noah Education Holdings Ltd. NYSE: NED $1,750,000.00
Alfi, Inc. NASDAQ: ALF $1,725,000.00
ZST Digital Networks, Inc. NASDAQ: ZSTN $1,700,000.00
Taronis Technologies, Inc. NASDAQ: TRNX $1,700,000.00