| Company | Affected Security | Settlement Amount |
|---|---|---|
| Tangoe Inc | NASDAQ: TNGO | $2,550,000.00 |
| China Green Agriculture, Inc | NYSE: CGA | $2,500,000.00 |
| Orphazyme | NASDAQ: ORPH | $2,500,000.00 |
| Radient Pharmaceuticals Corporation | AMEX: RPC | $2,500,000.00 |
| Embark Technology, Inc. | NASDAQ: EMBK | $2,500,000.00 |
| Zynex, Inc. | OTC: ZYXI | $2,500,000.00 |
| RHI Entertainment, Inc. | NASDAQ: RHIE | $2,500,000.00 |
| Sunrun Inc | NASDAQ: RUN | $2,500,000.00 |
| Education Management Corporation | NASDAQ: EDMC | $2,500,000.00 |
| 500.com Ltd | NYSE: WBAI | $2,500,000.00 |
| Berry Corporation | NASDAQ: BRY | $2,500,000.00 |
| Lime Energy Co. | NASDAQ: LIME | $2,500,000.00 |
| Rubicon Technology, Inc. | NASDAQ: RBCN | $2,500,000.00 |
| ORBCOMM Inc. | NASDAQ: ORBC | $2,450,000.00 |
| China Education Alliance, Inc | NYSE: CEU | $2,425,000.00 |
| FINDWHAT.COM | NASDAQ: FWHT | $2,400,000.00 |
| Qiao Xing Universal Telephone | NASDAQ: XING | $2,400,000.00 |
| Franklin Wireless Corp. | NASDAQ: FKWL | $2,400,000.00 |
| WorldSpace | OTC: WRSPQ | $2,375,000.00 |
| Oasmia Pharmaceutical AB | NASDAQ: OASM | $2,350,000.00 |
| UniPixel Inc | NASDAQ: UNXL | $2,350,000.00 |
| Cbeyond, Inc. | NASDAQ: CBEY | $2,300,000.00 |
| Longtop Financial Technologies Ltd (ADR) | NYSE: LFT | $2,300,000.00 |
| Akers Biosciences | NASDAQ: AKER | $2,250,000.00 |
| MCSi, Inc. | $2,250,000.00 | |
| Corinthian Colleges, Inc. | NASDAQ: COCO | $2,250,000.00 |
| Bioamber Inc | NYSE: BIOA | $2,250,000.00 |
| Sequans Communications SA ADR | NYSE: SQNS | $2,250,000.00 |
| 21st Century Holding Company | NASDAQ: TCHC | $2,240,000.00 |
| Caesarstone Sdot-Yam | NASDAQ: CSTE | $2,200,000.00 |
| SkyPeople Fruit Juice, Inc. | NASDAQ: SPU | $2,200,000.00 |
| Fuwei Films Company | NASDAQ: FFHL | $2,150,000.00 |
| Deer Consumer Products, Inc. | NASDAQ: DEER | $2,125,000.00 |
| Gulf Resources, Inc. | NASDAQ: GFRE | $2,125,000.00 |
| Meridian Bioscience, Inc. | NASDAQ: VIVO | $2,100,000.00 |
| DS Healthcare Group Inc | NASDAQ: DSKX | $2,100,000.00 |
| Meta Financial Group Inc. | NASDAQ: CASH | $2,100,000.00 |
| China Integrated Energy, Inc. | NASDAQ: CBEH | $2,100,000.00 |
| Arch Leasing Corporation Trust | $2,100,000.00 | |
| Dolan Company (The) | NYSE: DM | $2,100,000.00 |
| Vivint Solar Inc | NYSE: VSLR | $2,100,000.00 |
| PTC Inc | NASDAQ: PTC | $2,100,000.00 |
| YRC Worldwide Inc. | NASDAQ: YRCW | $2,100,000.00 |
| Revolution Lighting Technologies, Inc. | NASDAQ: RVLT | $2,083,330.00 |
| Sino Clean Energy, Inc. | NASDAQ: SCEI | $2,000,000.00 |
| GTT Communications Inc | NYSE: GTT | $2,000,000.00 |
| Focus Media Holding | NASDAQ: FMCN | $2,000,000.00 |
| Allos Therapeutics, Inc. | NASDAQ: ALTH | $2,000,000.00 |
| Tufin Software Technologies Ltd. | NYSE: TUFN | $2,000,000.00 |
| Insys Therapeutics Inc | NASDAQ: INSY | $2,000,000.00 |