Company | Affected Security | Settlement Amount |
---|---|---|
Agria Corporation | NYSE: GRO | $1,300,000.00 |
Code Rebel Corp | NASDAQ: CDRB | $1,300,000.00 |
Aterian, Inc. | NASDAQ: MWK | $1,300,000.00 |
Allot Communications | NASDAQ: ALLT | $1,300,000.00 |
CP Ships Ltd. | $1,300,000.00 | |
Cocrystal Pharma, Inc. | NASDAQ: COCP | $1,265,000.00 |
Wins Finance Holdings Inc | NASDAQ: WINS | $1,260,000.00 |
Sito Mobile Ltd | NASDAQ: SITO | $1,250,000.00 |
Axesstel, Inc. | OTC: AXST, OTCMKTS: AXST | $1,250,000.00 |
Vivint Solar Inc | NYSE: VSLR | $1,250,000.00 |
Telestone Technologies Corporation | NASDAQ: TSTC, OTC: TSTC, OTCMKTS: TSTC | $1,250,000.00 |
Arlo Technologies, Inc. | NYSE: ARLO | $1,250,000.00 |
NeurogesX, Inc. | NASDAQ: NGSX | $1,250,000.00 |
Biovest International Inc | OTC: ABPI, OTC: BVTIQ | $1,250,000.00 |
Molycorp, Inc. | NYSE: MCP | $1,250,000.00 |
Atlas Mining Company | OTC: ALMI | $1,250,000.00 |
ERBA Diagnostics Inc | NYSEMKT: ERB | $1,215,000.00 |
Himax Technologies | NASDAQ: HIMX | $1,200,000.00 |
Yingli Green Energy Hold. Co. Ltd. | NYSE: YGE | $1,200,000.00 |
IZEA, Inc. | NASDAQ: IZEA | $1,200,000.00 |
B Communications Ltd | NASDAQ: BCOM | $1,200,000.00 |
Central European Distribution Corporation | NASDAQ: CEDC | $1,150,000.00 |
PolyMedix, Inc. | OTC: PYMX | $1,150,000.00 |
Global Eagle Entertainment Inc | NASDAQ: ENT | $1,100,000.00 |
TCP International Holdings Ltd | NYSE: TCPI | $1,100,000.00 |
INYX Inc. | OTC: IYXI | $1,100,000.00 |
Hortonworks Inc | NASDAQ: HDP | $1,100,000.00 |
ECOtality Inc | NASDAQ: ECTY | $1,100,000.00 |
Wells Fargo & Company | NASDAQ: EMGAX, NASDAQ: NVDAX, NASDAQ: SSMVX | $1,098,500.00 |
Smart Online Inc. | OTC: SOLN | $1,098,500.00 |
China Sunergy Company Limited | NASDAQ: CSUN | $1,050,000.00 |
Reddy Ice Holdings Inc. | NYSE: FRZ | $1,000,000.00 |
National Lampoon, Inc. | OTC: NLMP | $1,000,000.00 |
Northwest Biotherapeutics, Inc | OTC: NWBO | $1,000,000.00 |
Katanga Mining Ltd | OTCMKTS: KATFF | $1,000,000.00 |
Liberty Silver Corp | OTC: LBSV | $1,000,000.00 |
Koss Corporation | NASDAQ: KOSS | $1,000,000.00 |
Depomed In | NASDAQ: DEPO | $1,000,000.00 |
India Globalization Capital, Inc. | OTC: IGCC | $1,000,000.00 |
Lentuo International Inc | NYSE: LAS | $1,000,000.00 |
First Choice Healthcare Solutions, Inc. | OTC: FCHS | $1,000,000.00 |
ChinaCache International Holdings Limited | NASDAQ: CCIH | $990,000.00 |
Tri-Tech Holding, Inc. | NASDAQ: TRIT | $975,000.00 |
China North East Petroleum Holdings Limited | OTC: CNEP, OTCBB: CNEP | $925,000.00 |
Microchip Technology Incorporated | NASDAQ: MCHP | $900,000.00 |
Regulus Therapeutics Inc | NASDAQ: RGLS | $900,000.00 |
BofI Holding, Inc. | NASDAQ: BOFI | $900,000.00 |
Chanticleer Holdings Inc | NASDAQ: HOTR | $850,000.00 |
NetSol Technologies Inc. | NASDAQ: NTWK | $850,000.00 |
China Shenghuo Pharmaceutical Holdings Inc | AMEX: KUN | $800,000.00 |