Skip to main content

Case Settlements by Amount

Company Affected Security Settlement Amount
Agria Corporation NYSE: GRO $1,300,000.00
Code Rebel Corp NASDAQ: CDRB $1,300,000.00
Aterian, Inc. NASDAQ: MWK $1,300,000.00
Allot Communications NASDAQ: ALLT $1,300,000.00
CP Ships Ltd. $1,300,000.00
Cocrystal Pharma, Inc. NASDAQ: COCP $1,265,000.00
Wins Finance Holdings Inc NASDAQ: WINS $1,260,000.00
Sito Mobile Ltd NASDAQ: SITO $1,250,000.00
Axesstel, Inc. OTC: AXST, OTCMKTS: AXST $1,250,000.00
Vivint Solar Inc NYSE: VSLR $1,250,000.00
Telestone Technologies Corporation NASDAQ: TSTC, OTC: TSTC, OTCMKTS: TSTC $1,250,000.00
Arlo Technologies, Inc. NYSE: ARLO $1,250,000.00
NeurogesX, Inc. NASDAQ: NGSX $1,250,000.00
Biovest International Inc OTC: ABPI, OTC: BVTIQ $1,250,000.00
Molycorp, Inc. NYSE: MCP $1,250,000.00
Atlas Mining Company OTC: ALMI $1,250,000.00
ERBA Diagnostics Inc NYSEMKT: ERB $1,215,000.00
Himax Technologies NASDAQ: HIMX $1,200,000.00
Yingli Green Energy Hold. Co. Ltd. NYSE: YGE $1,200,000.00
IZEA, Inc. NASDAQ: IZEA $1,200,000.00
B Communications Ltd NASDAQ: BCOM $1,200,000.00
Central European Distribution Corporation NASDAQ: CEDC $1,150,000.00
PolyMedix, Inc. OTC: PYMX $1,150,000.00
Global Eagle Entertainment Inc NASDAQ: ENT $1,100,000.00
TCP International Holdings Ltd NYSE: TCPI $1,100,000.00
INYX Inc. OTC: IYXI $1,100,000.00
Hortonworks Inc NASDAQ: HDP $1,100,000.00
ECOtality Inc NASDAQ: ECTY $1,100,000.00
Wells Fargo & Company NASDAQ: EMGAX, NASDAQ: NVDAX, NASDAQ: SSMVX $1,098,500.00
Smart Online Inc. OTC: SOLN $1,098,500.00
China Sunergy Company Limited NASDAQ: CSUN $1,050,000.00
Reddy Ice Holdings Inc. NYSE: FRZ $1,000,000.00
National Lampoon, Inc. OTC: NLMP $1,000,000.00
Northwest Biotherapeutics, Inc OTC: NWBO $1,000,000.00
Katanga Mining Ltd OTCMKTS: KATFF $1,000,000.00
Liberty Silver Corp OTC: LBSV $1,000,000.00
Koss Corporation NASDAQ: KOSS $1,000,000.00
Depomed In NASDAQ: DEPO $1,000,000.00
India Globalization Capital, Inc. OTC: IGCC $1,000,000.00
Lentuo International Inc NYSE: LAS $1,000,000.00
First Choice Healthcare Solutions, Inc. OTC: FCHS $1,000,000.00
ChinaCache International Holdings Limited NASDAQ: CCIH $990,000.00
Tri-Tech Holding, Inc. NASDAQ: TRIT $975,000.00
China North East Petroleum Holdings Limited OTC: CNEP, OTCBB: CNEP $925,000.00
Microchip Technology Incorporated NASDAQ: MCHP $900,000.00
Regulus Therapeutics Inc NASDAQ: RGLS $900,000.00
BofI Holding, Inc. NASDAQ: BOFI $900,000.00
Chanticleer Holdings Inc NASDAQ: HOTR $850,000.00
NetSol Technologies Inc. NASDAQ: NTWK $850,000.00
China Shenghuo Pharmaceutical Holdings Inc AMEX: KUN $800,000.00