| Company | Affected Security | Settlement Amount |
|---|---|---|
| Axesstel, Inc. | OTC: AXST, OTCMKTS: AXST | $1,250,000.00 |
| Sito Mobile Ltd | NASDAQ: SITO | $1,250,000.00 |
| Telestone Technologies Corporation | NASDAQ: TSTC, OTC: TSTC, OTCMKTS: TSTC | $1,250,000.00 |
| NeurogesX, Inc. | NASDAQ: NGSX | $1,250,000.00 |
| Biovest International Inc | OTC: ABPI, OTC: BVTIQ | $1,250,000.00 |
| ERBA Diagnostics Inc | NYSEMKT: ERB | $1,215,000.00 |
| IZEA, Inc. | NASDAQ: IZEA | $1,200,000.00 |
| B Communications Ltd | NASDAQ: BCOM | $1,200,000.00 |
| Himax Technologies | NASDAQ: HIMX | $1,200,000.00 |
| Yingli Green Energy Hold. Co. Ltd. | NYSE: YGE | $1,200,000.00 |
| Central European Distribution Corporation | NASDAQ: CEDC | $1,150,000.00 |
| PolyMedix, Inc. | OTC: PYMX | $1,150,000.00 |
| ECOtality Inc | NASDAQ: ECTY | $1,100,000.00 |
| TCP International Holdings Ltd | NYSE: TCPI | $1,100,000.00 |
| Global Eagle Entertainment Inc | NASDAQ: ENT | $1,100,000.00 |
| INYX Inc. | OTC: IYXI | $1,100,000.00 |
| Hortonworks Inc | NASDAQ: HDP | $1,100,000.00 |
| Smart Online Inc. | OTC: SOLN | $1,098,500.00 |
| Wells Fargo & Company | NASDAQ: EMGAX, NASDAQ: NVDAX, NASDAQ: SSMVX | $1,098,500.00 |
| China Sunergy Company Limited | NASDAQ: CSUN | $1,050,000.00 |
| Depomed In | NASDAQ: DEPO | $1,000,000.00 |
| Lentuo International Inc | NYSE: LAS | $1,000,000.00 |
| India Globalization Capital, Inc. | OTC: IGCC | $1,000,000.00 |
| Reddy Ice Holdings Inc. | NYSE: FRZ | $1,000,000.00 |
| National Lampoon, Inc. | OTC: NLMP | $1,000,000.00 |
| First Choice Healthcare Solutions, Inc. | OTC: FCHS | $1,000,000.00 |
| Northwest Biotherapeutics, Inc | OTC: NWBO | $1,000,000.00 |
| Liberty Silver Corp | OTC: LBSV | $1,000,000.00 |
| Koss Corporation | NASDAQ: KOSS | $1,000,000.00 |
| Katanga Mining Ltd | OTCMKTS: KATFF | $1,000,000.00 |
| ChinaCache International Holdings Limited | NASDAQ: CCIH | $990,000.00 |
| Tri-Tech Holding, Inc. | NASDAQ: TRIT | $975,000.00 |
| China North East Petroleum Holdings Limited | OTC: CNEP, OTCBB: CNEP | $925,000.00 |
| Regulus Therapeutics Inc | NASDAQ: RGLS | $900,000.00 |
| BofI Holding, Inc. | NASDAQ: BOFI | $900,000.00 |
| Microchip Technology Incorporated | NASDAQ: MCHP | $900,000.00 |
| Chanticleer Holdings Inc | NASDAQ: HOTR | $850,000.00 |
| NetSol Technologies Inc. | NASDAQ: NTWK | $850,000.00 |
| Arrow Financial Corporation | NASDAQ: AROW | $850,000.00 |
| China Shenghuo Pharmaceutical Holdings Inc | AMEX: KUN | $800,000.00 |
| China Century Dragon Media, Inc. | NYSE: CDM | $778,333.00 |
| Nova LifeStyle, Inc. | NASDAQ: NVFY | $750,000.00 |
| Velti Plc | NASDAQ: VELT | $750,000.00 |
| MGT Capital Investments Inc. | OTC: MGTI | $750,000.00 |
| Pixarbio Corp | OTCMKTS: PXRB | $750,000.00 |
| CV Sciences, Inc. | OTC: CVSI | $712,500.00 |
| China Medicine Corporation | OTC: CHME | $700,000.00 |
| Stemline Therapeutics Inc | NASDAQ: STML | $680,000.00 |
| Municipal Mortgage and Equity | NYSE: MMA | $676,820.00 |
| PCS Edventures!.com, Inc. | OTC: PCSV | $665,000.00 |