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Case Settlements by Amount

Company Affected Security Settlement Amount
China Shenghuo Pharmaceutical Holdings Inc AMEX: KUN $800,000.00
China Century Dragon Media, Inc. NYSE: CDM $778,333.00
Velti Plc NASDAQ: VELT $750,000.00
MGT Capital Investments Inc. OTC: MGTI $750,000.00
Pixarbio Corp OTCMKTS: PXRB $750,000.00
Nova LifeStyle, Inc. NASDAQ: NVFY $750,000.00
CV Sciences, Inc. OTC: CVSI $712,500.00
China Medicine Corporation OTC: CHME $700,000.00
Stemline Therapeutics Inc NASDAQ: STML $680,000.00
Municipal Mortgage and Equity NYSE: MMA $676,820.00
PCS Edventures!.com, Inc. OTC: PCSV $665,000.00
NightHawk Radiology Holdings, Inc. NASDAQ: NHWK $650,000.00
6D Global Technologies Inc NASDAQ: SIXD $640,000.00
Verb Technology Company, Inc. NASDAQ: VERB $640,000.00
China Intelligent Lighting & Electronics, Inc. AMEX: CIL $631,600.00
Cemtrex Inc NASDAQ: CETX $625,000.00
SinoHub Inc AMEX: SIHI $600,000.00
Tube Media Corporation OTC: TUBM $600,000.00
China Organic Agriculture, Inc. OTC: CNOA $600,000.00
Global Digital Solutions Inc OTCMKTS: GDSI $595,000.00
Viseon, Inc. OTC: VSNI $550,000.00
Sonar Capital Management LLC NASDAQ: SIGM $550,000.00
Misonix, Inc. NASDAQ: MSON $500,000.00
Alternate Energy Holdings Inc. PINK: AEHI $450,000.00
ForceField Energy Inc NASDAQ: FNRG $414,500.00
China Ceramics Co Ltd NASDAQ: CCCL $310,000.00
Desarrolladora Homex SAB de CV OTCMKTS: DHOXY $300,000.00
Lannett Company, Inc. NYSE: LCI $300,000.00
Gevity HR NASDAQ: GVHR $290,000.00
Advanced Battery Technologies, Inc. NASDAQ: ABAT $275,000.00
China Commercial Credit Inc NASDAQ: CCCR $220,000.00
NMC Health Plc (OTC: NMHLY OTC: NMHLY $190,000.00
Sempra Energy Trading LLC $175,000.00
Galena Biopharma Inc NASDAQ: GALE $165,000.00
Natural Health Trends Corp. NASDAQ: BHIP $110,000.00