Company | Affected Security | Settlement Amount |
---|---|---|
Loop Industries, Inc. | NASDAQ: LOOP | $3,100,000.00 |
INH-Interholding SA | $3,075,840.00 | |
BankUnited Financial Corp. | NASDAQ: BKUNA | $3,057,000.00 |
Nabriva Therapeutics plc | NASDAQ: NBRV | $3,000,000.00 |
Bloom Energy Corporation | NYSE: BE | $3,000,000.00 |
Wonder Auto Technology, Inc. | NASDAQ: WATG | $3,000,000.00 |
Meta Materials Inc. | NASDAQ: MMAT | $3,000,000.00 |
CIBER, Inc. | NYSE: CBR | $3,000,000.00 |
Cadiz Inc. | NASDAQ: CDZI | $3,000,000.00 |
United Microelectronics Corporation | NYSE: UMC | $3,000,000.00 |
FAT Brands Inc | NASDAQ: FAT | $3,000,000.00 |
Skilled Healthcare Group, Inc. | NYSE: SKH | $3,000,000.00 |
22nd Century Group, Inc | NYSE: XXII | $3,000,000.00 |
Bakkt Holdings, Inc. | NYSE: BKKT | $3,000,000.00 |
Sturm, Ruger & Company, Inc. | NYSE: RGR | $3,000,000.00 |
Addus HomeCare Corporation | NASDAQ: ADUS | $3,000,000.00 |
Ocean Power Technologies Inc | NASDAQ: OPTT | $3,000,000.00 |
Retrophin Inc | NASDAQ: RTRX | $3,000,000.00 |
Ability Inc | NASDAQ: ABIL | $3,000,000.00 |
Humanigen, Inc. | NASDAQ: HGEN | $3,000,000.00 |
SatCon Technology Corporation | NASDAQ: SATC | $3,000,000.00 |
Tongxin International Ltd. | OTC: TXIC, PINK: TXIC | $3,000,000.00 |
SOURCECORP Inc. | NASDAQ: SRCP | $3,000,000.00 |
ShoreTel | NASDAQ: SHOR | $3,000,000.00 |
China Finance Online Co. | NASDAQ: JRJC | $3,000,000.00 |
Apyx Medical Corporation | NASDAQ: APYX | $3,000,000.00 |
Spectrum Pharmaceuticals, Inc. | NASDAQ: SPPI | $2,995,000.00 |
MiMedx Group Inc | NASDAQ: MDXG | $2,979,000.00 |
Caraco Pharmaceutical Laboratories Ltd. | AMEX: CPD | $2,975,000.00 |
Walter Investment Management Corp | NYSE: WAC | $2,950,000.00 |
Alger Mutual Funds | NASDAQ: ACAAX, NASDAQ: ALBAX, NASDAQ: ALGAX, NASDAQ: ALSAX, NASDAQ: AMGAX | $2,950,000.00 |
Miller Energy Resources, Inc | NYSE: MILL | $2,950,000.00 |
ACADIA Pharmaceuticals Inc. | NASDAQ: ACAD | $2,925,000.00 |
Arotech Corporation | NASDAQ: ARTX | $2,900,000.00 |
SiRF Technology Holdings | NASDAQ: SIRF | $2,900,000.00 |
iAnthus Capital Holdings, Inc. (OTC: ITHUF | OTC: ITHUF | $2,900,000.00 |
Albany Molecular Research, Inc. | NASDAQ: AMRI | $2,868,000.00 |
Lihua International, Inc. | NASDAQ: LIWA | $2,865,000.00 |
New Source Energy Partners LP( | OTCMKTS: NSLP | $2,850,000.00 |
Xethanol Corporation | AMEX: XNL | $2,800,000.00 |
Health Insurance Innovations Inc | NASDAQ: HIIQ | $2,800,000.00 |
Suffolk Bancorp | NASDAQ: SUBK | $2,800,000.00 |
Innocoll Holdings PLC | NASDAQ: INNL | $2,755,000.00 |
Hemispherx BioPharma, Inc. | AMEX: HEB | $2,750,000.00 |
Natural Health Trends Corp. | NASDAQ: BHIP | $2,750,000.00 |
Camelot Information Systems Inc (ADS) | NYSE: CIS | $2,750,000.00 |
AtriCure Inc | NASDAQ: ATRC | $2,750,000.00 |
HQ Sustainable Maritime Industries, Inc. | AMEX: HQS | $2,750,000.00 |
SearchMedia Holdings Limited | AMEX: IDI | $2,750,000.00 |
Resonant Inc | NASDAQ: RESN | $2,750,000.00 |