| Company | Affected Security | Settlement Amount |
|---|---|---|
| NightHawk Radiology Holdings, Inc. | NASDAQ: NHWK | $650,000.00 |
| 6D Global Technologies Inc | NASDAQ: SIXD | $640,000.00 |
| Verb Technology Company, Inc. | NASDAQ: VERB | $640,000.00 |
| China Intelligent Lighting & Electronics, Inc. | AMEX: CIL | $631,600.00 |
| Cemtrex Inc | NASDAQ: CETX | $625,000.00 |
| The Lovesac Company | NASDAQ: LOVE | $614,996.00 |
| SinoHub Inc | AMEX: SIHI | $600,000.00 |
| Tube Media Corporation | OTC: TUBM | $600,000.00 |
| China Organic Agriculture, Inc. | OTC: CNOA | $600,000.00 |
| Global Digital Solutions Inc | OTCMKTS: GDSI | $595,000.00 |
| Viseon, Inc. | OTC: VSNI | $550,000.00 |
| Sonar Capital Management LLC | NASDAQ: SIGM | $550,000.00 |
| Misonix, Inc. | NASDAQ: MSON | $500,000.00 |
| Alternate Energy Holdings Inc. | PINK: AEHI | $450,000.00 |
| ForceField Energy Inc | NASDAQ: FNRG | $414,500.00 |
| China Ceramics Co Ltd | NASDAQ: CCCL | $310,000.00 |
| Lannett Company, Inc. | NYSE: LCI | $300,000.00 |
| Desarrolladora Homex SAB de CV | OTCMKTS: DHOXY | $300,000.00 |
| Gevity HR | NASDAQ: GVHR | $290,000.00 |
| Advanced Battery Technologies, Inc. | NASDAQ: ABAT | $275,000.00 |
| China Commercial Credit Inc | NASDAQ: CCCR | $220,000.00 |
| NMC Health Plc (OTC: NMHLY | OTC: NMHLY | $190,000.00 |
| Sempra Energy Trading LLC | $175,000.00 | |
| Galena Biopharma Inc | NASDAQ: GALE | $165,000.00 |
| Natural Health Trends Corp. | NASDAQ: BHIP | $110,000.00 |