Skip to main content

Case Settlements by Amount

Company Affected Security Settlement Amount
RINO International Corporation NASDAQ: RINO $1,685,000.00
Corporate Resource Services Inc NASDAQ: CRRS $1,650,000.00
Westaff, Inc. NASDAQ: WSTF $1,642,500.00
Worldwide Energy & Manufacturing USA Inc OTC: WEMU $1,615,000.00
SeraCare Life Sciences NASDAQ: SRLS $1,600,000.00
Buca Inc. NASDAQ: BUCA $1,600,000.00
Triad Guaranty, Inc. NASDAQ: TGIC $1,600,000.00
Galena Biopharma Inc NASDAQ: GALE $1,600,000.00
IntelliPharmaCeutics Intl Inc NASDAQ: IPCI $1,600,000.00
UniTek Global Services Inc. NASDAQ: UNTK $1,550,000.00
Alliance MMA Inc NASDAQ: AMMA $1,550,000.00
Lightinthebox Holding Co Ltd NYSE: LITB $1,550,000.00
Audioeye Inc OTC: AEYE $1,525,000.00
Active Power, Inc. NASDAQ: ACPW $1,500,000.00
PhotoMedex Inc NASDAQ: PHMD $1,500,000.00
CBD Energy Ltd NASDAQ: CBDE, OTCMKTS: CBDEF $1,500,000.00
Ambow Education Holding Ltd NYSE: AMBO $1,500,000.00
Quiksilver, Inc. NYSE: ZQK $1,500,000.00
Bluenrgy Group Ltd OTCMKTS: CBDEF $1,500,000.00
Pilgrims Pride Corp. NYSE: PPC $1,500,000.00
China Valves Technology, Inc. NASDAQ: CVVT $1,500,000.00
Northfield Laboratories, Inc. NASDAQ: NFLD $1,500,000.00
Globalstar NASDAQ: GSAT $1,500,000.00
KaloBios Pharmaceuticals Inc NASDAQ: KBIO $1,500,000.00
Altair Nanotechnologies Inc OTC: ALTI $1,500,000.00
NutraCea OTC: NTRZ $1,500,000.00
China Natural Gas, Inc. NASDAQ: CHNG $1,500,000.00
Kraton Corp NYSE: KRA $1,500,000.00
Acura Pharmaceuticals, Inc. NASDAQ: ACUR $1,500,000.00
Merix Corporation $1,500,000.00
Fab Universal Corp AMEX: FU, NYSEMKT: FU $1,500,000.00
China Mobile Games & Entnmnt Grp Ltd NASDAQ: CMGE $1,500,000.00
Sogou Inc. NYSE: SOGO $1,450,000.00
Deer Consumer Products, Inc. NASDAQ: DEER $1,425,000.00
GlobalSCAPE, Inc. NYSEMKT: GSB $1,400,000.00
NextWave Wireless Inc. NASDAQ: WAVE $1,400,000.00
China-Biotics, Inc. NASDAQ: CHBT $1,400,000.00
Longeveron Inc. NASDAQ: LGVN $1,397,500.00
Dropbox, Inc. NASDAQ: DBX $1,375,000.00
International Coal Group NYSE: ICO $1,375,000.00
International Coal Group NYSE: ICO $1,375,000.00
GEROVA Financial Group, Ltd. NYSE: GFC $1,372,000.00
Pixelplus Co., Ltd. NASDAQ: PXPL $1,355,000.00
NIVS IntelliMedia Technology Group Inc NYSE: NIV $1,350,000.00
Innovative Capital Management, LLC. $1,350,000.00
Longwei Petroleum Investment Hold Ltd AMEX: LPH $1,340,000.00
Quogue Capital $1,334,060.00
Avid Technology, Inc. NASDAQ: AVID $1,325,000.00
Code Rebel Corp NASDAQ: CDRB $1,300,000.00
Aterian, Inc. NASDAQ: MWK $1,300,000.00