| Company | Affected Security | Settlement Amount |
|---|---|---|
| Focus Media Holding | NASDAQ: FMCN | $2,000,000.00 |
| Allos Therapeutics, Inc. | NASDAQ: ALTH | $2,000,000.00 |
| Insys Therapeutics Inc | NASDAQ: INSY | $2,000,000.00 |
| Orient Paper Inc. | AMEX: ONP | $2,000,000.00 |
| AtriCure Inc | NASDAQ: ATRC | $2,000,000.00 |
| LJ International | NASDAQ: JADE | $2,000,000.00 |
| Indivior PLC | OTC: INVVY | $2,000,000.00 |
| Great Lakes Dredge & Dock Corporation | NASDAQ: GLDD | $1,955,000.00 |
| Woodbridge Holdings Corporation (Levitt Corp) | NYSE: LEV, NYSE: WDG | $1,950,000.00 |
| Vesta Insurance Group, Inc. | OTC: VTAIQ | $1,950,000.00 |
| CRM Holdings, Ltd | NASDAQ: CRMH | $1,950,000.00 |
| Smithtown Bancorp Inc | NASDAQ: SMTB | $1,950,000.00 |
| Hartford Financial Services Group Inc. | NYSE: HIG | $1,940,000.00 |
| AuthentiDate Holding Corporation | NASDAQ: ADAT | $1,900,000.00 |
| Intersect ENT Inc | NASDAQ: XENT | $1,900,000.00 |
| Limelight Networks | NASDAQ: LLNW | $1,900,000.00 |
| ShengdaTech, Inc. | NASDAQ: SDTH | $1,900,000.00 |
| Superior Offshore International | NASDAQ: DEEP, OTC: DEEPQ | $1,900,000.00 |
| Duoyuan Printing, Inc. | NYSE: DYP | $1,893,750.00 |
| Ibio Inc | NYSEMKT: IBIO | $1,875,000.00 |
| Medbox Inc | OTC: MDBX, OTCMKTS: MDBX | $1,850,000.00 |
| Federated Investors Inc | NYSE: FII | $1,840,000.00 |
| Xylogics, Inc. | NASDAQ: XLGX | $1,802,110.00 |
| Ignite Restaurant Group Inc | NASDAQ: IRG | $1,800,000.00 |
| China Zenix Auto International Limited | NYSE: ZX | $1,800,000.00 |
| Liberty Health Sciences Inc. | OTC: LHSIF | $1,800,000.00 |
| ChinaCache International Holdings Limited | NASDAQ: CCIH | $1,800,000.00 |
| Rentech Inc. | AMEX: RTK | $1,800,000.00 |
| Vitesse Semiconductor Corp. | OTC: VTSS | $1,795,000.00 |
| Perrigo Company | NASDAQ: PRGO | $1,787,500.00 |
| Electronic Game Card, Inc. | OTC: EGMI | $1,755,000.00 |
| Noah Education Holdings Ltd. | NYSE: NED | $1,750,000.00 |
| Correvio Pharma Corp. | NASDAQ: CORV | $1,750,000.00 |
| BIOLASE Inc | NASDAQ: BIOL | $1,750,000.00 |
| Natural Health Trends Corp. | NASDAQ: NHTC | $1,750,000.00 |
| Green Bankshares, Inc. | NASDAQ: GRNB | $1,750,000.00 |
| Alfi, Inc. | NASDAQ: ALF | $1,725,000.00 |
| ZST Digital Networks, Inc. | NASDAQ: ZSTN | $1,700,000.00 |
| YayYo, Inc. | OTC: YAYO | $1,700,000.00 |
| Taronis Technologies, Inc. | NASDAQ: TRNX | $1,700,000.00 |
| DGSE Companies, Inc. | AMEX: DGSE | $1,700,000.00 |
| RINO International Corporation | NASDAQ: RINO | $1,685,000.00 |
| Corporate Resource Services Inc | NASDAQ: CRRS | $1,650,000.00 |
| Westaff, Inc. | NASDAQ: WSTF | $1,642,500.00 |
| Worldwide Energy & Manufacturing USA Inc | OTC: WEMU | $1,615,000.00 |
| Galena Biopharma Inc | NASDAQ: GALE | $1,600,000.00 |
| IntelliPharmaCeutics Intl Inc | NASDAQ: IPCI | $1,600,000.00 |
| SeraCare Life Sciences | NASDAQ: SRLS | $1,600,000.00 |
| Buca Inc. | NASDAQ: BUCA | $1,600,000.00 |
| Triad Guaranty, Inc. | NASDAQ: TGIC | $1,600,000.00 |