Company | Affected Security | Settlement Amount |
---|---|---|
Bristow Group Inc | NYSE: BRS | $6,250,000.00 |
Vista Outdoor Inc | NYSE: VSTO | $6,250,000.00 |
Geron Corporation | NASDAQ: GERN | $6,250,000.00 |
State Street Corporation | NASDAQ: SSYPX | $6,250,000.00 |
Infineon Technologies AG | OTCQX: IFNNY | $6,200,000.00 |
Infineon Technologies AG | OTC: IFNNY | $6,200,000.00 |
Magnachip Semiconductor Corp | NYSE: MX | $6,200,000.00 |
CVB Financial Corp. | NASDAQ: CVBF | $6,200,000.00 |
Insys Therapeutics Inc | NASDAQ: INSY | $6,125,000.00 |
Insys Therapeutics Inc | NASDAQ: INSY | $6,125,000.00 |
InnerWorkings, Inc. | NASDAQ: INWK | $6,025,000.00 |
KIT digital, Inc. | NASDAQ: KITD | $6,002,000.00 |
Escala Group, Inc. | OTC: ESCL | $6,000,000.00 |
American Dental Partners | NASDAQ: ADPI | $6,000,000.00 |
NBTY, Inc. | NYSE: NTY | $6,000,000.00 |
Teligent Inc | NASDAQ: TLGT | $6,000,000.00 |
Home Loan Servicing Solutions Ltd | NASDAQ: HLSS | $6,000,000.00 |
Coinstar, Inc. | NASDAQ: CSTR | $6,000,000.00 |
NBTY, Inc. | NYSE: NTY | $6,000,000.00 |
Iconix Brand Group, Inc. | NASDAQ: ICON | $6,000,000.00 |
Chemed Corporation | NYSE: CHE | $6,000,000.00 |
United Development Funding IV | NASDAQ: UDF | $6,000,000.00 |
Nevsun Resources (USA) | NYSEAMEX: NSU | $5,995,000.00 |
Star Scientific, Inc. | NASDAQ: STSI | $5,900,000.00 |
EZCORP Inc | NASDAQ: EZPW | $5,900,000.00 |
Global Cash Access Holdings | NYSE: GCA | $5,875,000.00 |
American Renal Associates Holdings Inc | NYSE: ARA | $5,775,000.00 |
CytRx Corporation | NASDAQ: CYTR | $5,750,000.00 |
Qurate Retail Group, Inc | NASDAQ: QRTEA | $5,750,000.00 |
Amaya Inc | NASDAQ: AYA | $5,750,000.00 |
Aerohive Networks Inc | NYSE: HIVE | $5,750,000.00 |
Panera Bread Co | NASDAQ: PNRA | $5,750,000.00 |
Capstone Turbine Corporation | NASDAQ: CPST | $5,550,000.00 |
First Regional Bancorp | OTC: FRGBQ | $5,500,000.00 |
Celadon Group, Inc. | NYSE: CGI | $5,500,000.00 |
LeapFrog Enterprises, Inc | NYSE: LF | $5,500,000.00 |
Swisher Hygiene, Inc. | NASDAQ: SWSH | $5,500,000.00 |
Chelsea Therapeutics International Ltd. | NASDAQ: CHTP | $5,500,000.00 |
Forterra Inc | NASDAQ: FRTA | $5,500,000.00 |
Digital Domain Media Group Inc | NYSE: DDMG | $5,500,000.00 |
Rydex Inverse Government Long Bond Strategy Fund | $5,500,000.00 | |
IndyMac Bancorp Inc. | NYSE: IMB | $5,500,000.00 |
JBS SA | OTCMKTS: JBSAY | $5,466,600.00 |
JBS SA | OTCMKTS: JBSAY | $5,466,600.00 |
Nations Investments LLC | $5,400,000.00 | |
Global Geophysical Services, Inc. | NYSE: GGS | $5,300,000.00 |
Actrade Financial Technologies Ltd | NASDAQ: ACRT | $5,250,000.00 |
Canadian Superior Energy Inc. | AMEX: SNG | $5,200,000.00 |
Duoyuan Global Water, Inc . | NYSE: DGW | $5,150,000.00 |
First Trust Strategic High Income Fund | NYSE: FHI, NYSE: FHO, NYSE: FHY | $5,150,000.00 |