Skip to main content

Case Settlements by Amount

Company Affected Security Settlement Amount
Bristow Group Inc NYSE: BRS $6,250,000.00
Vista Outdoor Inc NYSE: VSTO $6,250,000.00
Geron Corporation NASDAQ: GERN $6,250,000.00
State Street Corporation NASDAQ: SSYPX $6,250,000.00
Infineon Technologies AG OTCQX: IFNNY $6,200,000.00
Infineon Technologies AG OTC: IFNNY $6,200,000.00
Magnachip Semiconductor Corp NYSE: MX $6,200,000.00
CVB Financial Corp. NASDAQ: CVBF $6,200,000.00
Insys Therapeutics Inc NASDAQ: INSY $6,125,000.00
Insys Therapeutics Inc NASDAQ: INSY $6,125,000.00
InnerWorkings, Inc. NASDAQ: INWK $6,025,000.00
KIT digital, Inc. NASDAQ: KITD $6,002,000.00
Escala Group, Inc. OTC: ESCL $6,000,000.00
American Dental Partners NASDAQ: ADPI $6,000,000.00
NBTY, Inc. NYSE: NTY $6,000,000.00
Teligent Inc NASDAQ: TLGT $6,000,000.00
Home Loan Servicing Solutions Ltd NASDAQ: HLSS $6,000,000.00
Coinstar, Inc. NASDAQ: CSTR $6,000,000.00
NBTY, Inc. NYSE: NTY $6,000,000.00
Iconix Brand Group, Inc. NASDAQ: ICON $6,000,000.00
Chemed Corporation NYSE: CHE $6,000,000.00
United Development Funding IV NASDAQ: UDF $6,000,000.00
Nevsun Resources (USA) NYSEAMEX: NSU $5,995,000.00
Star Scientific, Inc. NASDAQ: STSI $5,900,000.00
EZCORP Inc NASDAQ: EZPW $5,900,000.00
Global Cash Access Holdings NYSE: GCA $5,875,000.00
American Renal Associates Holdings Inc NYSE: ARA $5,775,000.00
CytRx Corporation NASDAQ: CYTR $5,750,000.00
Qurate Retail Group, Inc NASDAQ: QRTEA $5,750,000.00
Amaya Inc NASDAQ: AYA $5,750,000.00
Aerohive Networks Inc NYSE: HIVE $5,750,000.00
Panera Bread Co NASDAQ: PNRA $5,750,000.00
Capstone Turbine Corporation NASDAQ: CPST $5,550,000.00
First Regional Bancorp OTC: FRGBQ $5,500,000.00
Celadon Group, Inc. NYSE: CGI $5,500,000.00
LeapFrog Enterprises, Inc NYSE: LF $5,500,000.00
Swisher Hygiene, Inc. NASDAQ: SWSH $5,500,000.00
Chelsea Therapeutics International Ltd. NASDAQ: CHTP $5,500,000.00
Forterra Inc NASDAQ: FRTA $5,500,000.00
Digital Domain Media Group Inc NYSE: DDMG $5,500,000.00
Rydex Inverse Government Long Bond Strategy Fund $5,500,000.00
IndyMac Bancorp Inc. NYSE: IMB $5,500,000.00
JBS SA OTCMKTS: JBSAY $5,466,600.00
JBS SA OTCMKTS: JBSAY $5,466,600.00
Nations Investments LLC $5,400,000.00
Global Geophysical Services, Inc. NYSE: GGS $5,300,000.00
Actrade Financial Technologies Ltd NASDAQ: ACRT $5,250,000.00
Canadian Superior Energy Inc. AMEX: SNG $5,200,000.00
Duoyuan Global Water, Inc . NYSE: DGW $5,150,000.00
First Trust Strategic High Income Fund NYSE: FHI, NYSE: FHO, NYSE: FHY $5,150,000.00