| Company | Affected Security | Settlement Amount |
|---|---|---|
| Arbitron | NYSE: ARB | $7,000,000.00 |
| Alstom S.A. | OTC: ALSMY | $6,950,000.00 |
| Union Bancaire Privee Funds | $6,900,000.00 | |
| Austin Capital Management LTD | $6,850,000.00 | |
| Finisar Corporation | NASDAQ: FNSR | $6,800,000.00 |
| Ubiquiti Networks Inc | NASDAQ: UBNT | $6,800,000.00 |
| GoPro Inc | NASDAQ: GPRO | $6,750,000.00 |
| SFX Entertainment Inc | NASDAQ: SFXE | $6,750,000.00 |
| K12 Inc. | NYSE: LRN | $6,750,000.00 |
| RSL Communications Ltd. | PINK: RSLCF | $6,750,000.00 |
| Portland General Electric Company | NYSE: POR | $6,750,000.00 |
| CNinsure Inc. | NASDAQ: CISG | $6,625,000.00 |
| Corn Products International | NYSE: CPO | $6,600,000.00 |
| Penson Worldwide, Inc. | NASDAQ: PNSN | $6,500,000.00 |
| OCA, Inc. | OTC: OCAI | $6,500,000.00 |
| divine, Inc. | $6,500,000.00 | |
| Affymax, Inc. | NASDAQ: AFFY | $6,500,000.00 |
| Emergent Biosolutions | NYSE: EBS | $6,500,000.00 |
| Patriot National Inc | NYSE: PN | $6,500,000.00 |
| AEterna Zentaris Inc. (USA) | NASDAQ: AEZS | $6,500,000.00 |
| IndyMac Bancorp Inc. | NYSE: IMB | $6,500,000.00 |
| Ebix, Inc. | NASDAQ: EBIX | $6,500,000.00 |
| Enzymotec Ltd | NASDAQ: ENZY | $6,500,000.00 |
| Gentiva Health Services, Inc. | NASDAQ: GTIV | $6,500,000.00 |
| SAIC | NYSE: SAI | $6,500,000.00 |
| Revance Therapeutics Inc | NASDAQ: RVNC | $6,400,000.00 |
| Coast Financial Holdings Inc. | NASDAQ: CFHI | $6,349,000.00 |
| Xybernaut Corp. | OTC: XYBRQ | $6,300,000.00 |
| State Street Corporation | NASDAQ: SSYPX | $6,250,000.00 |
| Vista Outdoor Inc | NYSE: VSTO | $6,250,000.00 |
| Bristow Group Inc | NYSE: BRS | $6,250,000.00 |
| Geron Corporation | NASDAQ: GERN | $6,250,000.00 |
| Infineon Technologies AG | OTCQX: IFNNY | $6,200,000.00 |
| Infineon Technologies AG | OTC: IFNNY | $6,200,000.00 |
| Magnachip Semiconductor Corp | NYSE: MX | $6,200,000.00 |
| CVB Financial Corp. | NASDAQ: CVBF | $6,200,000.00 |
| Insys Therapeutics Inc | NASDAQ: INSY | $6,125,000.00 |
| Insys Therapeutics Inc | NASDAQ: INSY | $6,125,000.00 |
| InnerWorkings, Inc. | NASDAQ: INWK | $6,025,000.00 |
| KIT digital, Inc. | NASDAQ: KITD | $6,002,000.00 |
| Iconix Brand Group, Inc. | NASDAQ: ICON | $6,000,000.00 |
| Chemed Corporation | NYSE: CHE | $6,000,000.00 |
| United Development Funding IV | NASDAQ: UDF | $6,000,000.00 |
| Escala Group, Inc. | OTC: ESCL | $6,000,000.00 |
| American Dental Partners | NASDAQ: ADPI | $6,000,000.00 |
| NBTY, Inc. | NYSE: NTY | $6,000,000.00 |
| Home Loan Servicing Solutions Ltd | NASDAQ: HLSS | $6,000,000.00 |
| Coinstar, Inc. | NASDAQ: CSTR | $6,000,000.00 |
| NBTY, Inc. | NYSE: NTY | $6,000,000.00 |
| Teligent Inc | NASDAQ: TLGT | $6,000,000.00 |