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Case Settlements by Amount

Company Affected Security Settlement Amount
Arbitron NYSE: ARB $7,000,000.00
Alstom S.A. OTC: ALSMY $6,950,000.00
Union Bancaire Privee Funds $6,900,000.00
Austin Capital Management LTD $6,850,000.00
Finisar Corporation NASDAQ: FNSR $6,800,000.00
Ubiquiti Networks Inc NASDAQ: UBNT $6,800,000.00
GoPro Inc NASDAQ: GPRO $6,750,000.00
SFX Entertainment Inc NASDAQ: SFXE $6,750,000.00
K12 Inc. NYSE: LRN $6,750,000.00
RSL Communications Ltd. PINK: RSLCF $6,750,000.00
Portland General Electric Company NYSE: POR $6,750,000.00
CNinsure Inc. NASDAQ: CISG $6,625,000.00
Corn Products International NYSE: CPO $6,600,000.00
Penson Worldwide, Inc. NASDAQ: PNSN $6,500,000.00
OCA, Inc. OTC: OCAI $6,500,000.00
divine, Inc. $6,500,000.00
Affymax, Inc. NASDAQ: AFFY $6,500,000.00
Emergent Biosolutions NYSE: EBS $6,500,000.00
Patriot National Inc NYSE: PN $6,500,000.00
AEterna Zentaris Inc. (USA) NASDAQ: AEZS $6,500,000.00
IndyMac Bancorp Inc. NYSE: IMB $6,500,000.00
Ebix, Inc. NASDAQ: EBIX $6,500,000.00
Enzymotec Ltd NASDAQ: ENZY $6,500,000.00
Gentiva Health Services, Inc. NASDAQ: GTIV $6,500,000.00
SAIC NYSE: SAI $6,500,000.00
Revance Therapeutics Inc NASDAQ: RVNC $6,400,000.00
Coast Financial Holdings Inc. NASDAQ: CFHI $6,349,000.00
Xybernaut Corp. OTC: XYBRQ $6,300,000.00
State Street Corporation NASDAQ: SSYPX $6,250,000.00
Vista Outdoor Inc NYSE: VSTO $6,250,000.00
Bristow Group Inc NYSE: BRS $6,250,000.00
Geron Corporation NASDAQ: GERN $6,250,000.00
Infineon Technologies AG OTCQX: IFNNY $6,200,000.00
Infineon Technologies AG OTC: IFNNY $6,200,000.00
Magnachip Semiconductor Corp NYSE: MX $6,200,000.00
CVB Financial Corp. NASDAQ: CVBF $6,200,000.00
Insys Therapeutics Inc NASDAQ: INSY $6,125,000.00
Insys Therapeutics Inc NASDAQ: INSY $6,125,000.00
InnerWorkings, Inc. NASDAQ: INWK $6,025,000.00
KIT digital, Inc. NASDAQ: KITD $6,002,000.00
Iconix Brand Group, Inc. NASDAQ: ICON $6,000,000.00
Chemed Corporation NYSE: CHE $6,000,000.00
United Development Funding IV NASDAQ: UDF $6,000,000.00
Escala Group, Inc. OTC: ESCL $6,000,000.00
American Dental Partners NASDAQ: ADPI $6,000,000.00
NBTY, Inc. NYSE: NTY $6,000,000.00
Home Loan Servicing Solutions Ltd NASDAQ: HLSS $6,000,000.00
Coinstar, Inc. NASDAQ: CSTR $6,000,000.00
NBTY, Inc. NYSE: NTY $6,000,000.00
Teligent Inc NASDAQ: TLGT $6,000,000.00