Skip to main content

Case Settlements by Amount

Company Affected Security Settlement Amount
Aurora Cannabis Inc. NYSE: ACB $8,050,000.00
Viropharma Inc NASDAQ: VPHM $8,000,000.00
Covisint Corp NASDAQ: COVS $8,000,000.00
Sunterra Corp. $8,000,000.00
Luminent Mortgage Capital Inc. OTC: LUMCQ $8,000,000.00
CafePress Inc NASDAQ: PRSS $8,000,000.00
Nano-X Imaging Ltd. NASDAQ: NNOX $8,000,000.00
Polycom Inc NASDAQ: PLCM $8,000,000.00
Direxion Shares ETF Trust NYSE: BGZ, NYSE: ERY, NYSE: FAZ, NYSE: TZA $8,000,000.00
Impax Laboratories Inc NASDAQ: IPXL $8,000,000.00
Celsius Holdings, Inc. NASDAQ: CELH $7,900,000.00
NuVasive, Inc. NASDAQ: NUVA $7,900,000.00
Colonial BancGroup, Inc. NYSE: CNB $7,900,000.00
LHC Group, Inc. NASDAQ: LHCG $7,850,000.00
Genoptix, Inc NASDAQ: GXDX $7,700,000.00
Pacific Biosciences of California, Inc. NASDAQ: PACB $7,686,490.00
The Advisory Board Company NASDAQ: ABCO $7,500,000.00
Navient Corp NASDAQ: NAVI $7,500,000.00
Fidelity $7,500,000.00
Elan Corporation plc NYSE: ELN $7,500,000.00
Tivity Health Inc NASDAQ: TVTY $7,500,000.00
Violin Memory Inc NYSE: VMEM $7,500,000.00
BearingPoint Inc NYSE: BE $7,500,000.00
Ambassadors Group Inc. NASDAQ: EPAX $7,500,000.00
Centene Corp NYSE: CNC $7,500,000.00
Dynex Capital, Inc. $7,500,000.00
Jianpu Technology Inc. NYSE: JT $7,500,000.00
OCZ Technology Group Inc. NASDAQ: OCZ $7,500,000.00
Fuqi International, Inc. NASDAQ: FUQI $7,500,000.00
Eagle Bancorp, Inc. NASDAQ: EGBN $7,500,000.00
Trinity Industries Inc NYSE: TRN $7,500,000.00
Higher One Holdings, Inc NYSE: ONE $7,500,000.00
Molina Healthcare, Inc. NYSE: MOH $7,500,000.00
NASDAQ: APOL $7,400,000.00
Tellabs Inc. NASDAQ: TLAB $7,375,000.00
Mullen Automotive, Inc. NASDAQ: MULN $7,250,000.00
NovaStar Financial Inc. OTC: NOVS $7,250,000.00
Fred’s, Inc. NASDAQ: FRED $7,250,000.00
CardioNet, Inc. NASDAQ: BEAT $7,250,000.00
Montage Technology Group Ltd NASDAQ: MONT $7,250,000.00
Spectrum Pharmaceuticals, Inc. NASDAQ: SPPI $7,000,000.00
Extreme Networks, Inc NASDAQ: EXTR $7,000,000.00
AgFeed Industries, Inc. NASDAQ: FEED $7,000,000.00
STAAR Surgical Company NASDAQ: STAA $7,000,000.00
Arbitron NYSE: ARB $7,000,000.00
SUNDIAL GROWERS INC. NASDAQ: SNDL $7,000,000.00
Basin Water NASDAQ: BWTR $7,000,000.00
Doral Financial Corp. NYSE: DRL $7,000,000.00
Aqua Metals Inc NASDAQ: AQMS $7,000,000.00
Bed Bath & Beyond Inc. NASDAQ: BBBY $7,000,000.00