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Case Settlements by Amount

Company Affected Security Settlement Amount
Centene Corp NYSE: CNC $7,500,000.00
Jianpu Technology Inc. NYSE: JT $7,500,000.00
Eagle Bancorp, Inc. NASDAQ: EGBN $7,500,000.00
Dynex Capital, Inc. $7,500,000.00
OCZ Technology Group Inc. NASDAQ: OCZ $7,500,000.00
Molina Healthcare, Inc. NYSE: MOH $7,500,000.00
NASDAQ: APOL $7,400,000.00
Tellabs Inc. NASDAQ: TLAB $7,375,000.00
CardioNet, Inc. NASDAQ: BEAT $7,250,000.00
Montage Technology Group Ltd NASDAQ: MONT $7,250,000.00
Fred’s, Inc. NASDAQ: FRED $7,250,000.00
NovaStar Financial Inc. OTC: NOVS $7,250,000.00
Spectrum Pharmaceuticals, Inc. NASDAQ: SPPI $7,000,000.00
Extreme Networks, Inc NASDAQ: EXTR $7,000,000.00
SUNDIAL GROWERS INC. NASDAQ: SNDL $7,000,000.00
AgFeed Industries, Inc. NASDAQ: FEED $7,000,000.00
STAAR Surgical Company NASDAQ: STAA $7,000,000.00
Bed Bath & Beyond Inc. NASDAQ: BBBY $7,000,000.00
Aqua Metals Inc NASDAQ: AQMS $7,000,000.00
Arbitron NYSE: ARB $7,000,000.00
Doral Financial Corp. NYSE: DRL $7,000,000.00
Basin Water NASDAQ: BWTR $7,000,000.00
Houston American Energy Corporation AMEX: HUSA $7,000,000.00
Alstom S.A. OTC: ALSMY $6,950,000.00
Union Bancaire Privee Funds $6,900,000.00
Austin Capital Management LTD $6,850,000.00
Finisar Corporation NASDAQ: FNSR $6,800,000.00
Ubiquiti Networks Inc NASDAQ: UBNT $6,800,000.00
Portland General Electric Company NYSE: POR $6,750,000.00
SFX Entertainment Inc NASDAQ: SFXE $6,750,000.00
K12 Inc. NYSE: LRN $6,750,000.00
RSL Communications Ltd. PINK: RSLCF $6,750,000.00
GoPro Inc NASDAQ: GPRO $6,750,000.00
CNinsure Inc. NASDAQ: CISG $6,625,000.00
Corn Products International NYSE: CPO $6,600,000.00
divine, Inc. $6,500,000.00
Affymax, Inc. NASDAQ: AFFY $6,500,000.00
Emergent Biosolutions NYSE: EBS $6,500,000.00
AEterna Zentaris Inc. (USA) NASDAQ: AEZS $6,500,000.00
IndyMac Bancorp Inc. NYSE: IMB $6,500,000.00
Ebix, Inc. NASDAQ: EBIX $6,500,000.00
Enzymotec Ltd NASDAQ: ENZY $6,500,000.00
Gentiva Health Services, Inc. NASDAQ: GTIV $6,500,000.00
SAIC NYSE: SAI $6,500,000.00
Penson Worldwide, Inc. NASDAQ: PNSN $6,500,000.00
Patriot National Inc NYSE: PN $6,500,000.00
OCA, Inc. OTC: OCAI $6,500,000.00
Revance Therapeutics Inc NASDAQ: RVNC $6,400,000.00
Coast Financial Holdings Inc. NASDAQ: CFHI $6,349,000.00
Xybernaut Corp. OTC: XYBRQ $6,300,000.00