| Company | Affected Security | Settlement Amount |
|---|---|---|
| Aurora Cannabis Inc. | NYSE: ACB | $8,050,000.00 |
| Viropharma Inc | NASDAQ: VPHM | $8,000,000.00 |
| Covisint Corp | NASDAQ: COVS | $8,000,000.00 |
| Sunterra Corp. | $8,000,000.00 | |
| Luminent Mortgage Capital Inc. | OTC: LUMCQ | $8,000,000.00 |
| CafePress Inc | NASDAQ: PRSS | $8,000,000.00 |
| Nano-X Imaging Ltd. | NASDAQ: NNOX | $8,000,000.00 |
| Polycom Inc | NASDAQ: PLCM | $8,000,000.00 |
| Direxion Shares ETF Trust | NYSE: BGZ, NYSE: ERY, NYSE: FAZ, NYSE: TZA | $8,000,000.00 |
| Impax Laboratories Inc | NASDAQ: IPXL | $8,000,000.00 |
| Celsius Holdings, Inc. | NASDAQ: CELH | $7,900,000.00 |
| NuVasive, Inc. | NASDAQ: NUVA | $7,900,000.00 |
| Colonial BancGroup, Inc. | NYSE: CNB | $7,900,000.00 |
| LHC Group, Inc. | NASDAQ: LHCG | $7,850,000.00 |
| Genoptix, Inc | NASDAQ: GXDX | $7,700,000.00 |
| Pacific Biosciences of California, Inc. | NASDAQ: PACB | $7,686,490.00 |
| The Advisory Board Company | NASDAQ: ABCO | $7,500,000.00 |
| Navient Corp | NASDAQ: NAVI | $7,500,000.00 |
| Fidelity | $7,500,000.00 | |
| Elan Corporation plc | NYSE: ELN | $7,500,000.00 |
| Tivity Health Inc | NASDAQ: TVTY | $7,500,000.00 |
| Violin Memory Inc | NYSE: VMEM | $7,500,000.00 |
| BearingPoint Inc | NYSE: BE | $7,500,000.00 |
| Ambassadors Group Inc. | NASDAQ: EPAX | $7,500,000.00 |
| Centene Corp | NYSE: CNC | $7,500,000.00 |
| Dynex Capital, Inc. | $7,500,000.00 | |
| Jianpu Technology Inc. | NYSE: JT | $7,500,000.00 |
| OCZ Technology Group Inc. | NASDAQ: OCZ | $7,500,000.00 |
| Fuqi International, Inc. | NASDAQ: FUQI | $7,500,000.00 |
| Eagle Bancorp, Inc. | NASDAQ: EGBN | $7,500,000.00 |
| Trinity Industries Inc | NYSE: TRN | $7,500,000.00 |
| Higher One Holdings, Inc | NYSE: ONE | $7,500,000.00 |
| Molina Healthcare, Inc. | NYSE: MOH | $7,500,000.00 |
| NASDAQ: APOL | $7,400,000.00 | |
| Tellabs Inc. | NASDAQ: TLAB | $7,375,000.00 |
| Mullen Automotive, Inc. | NASDAQ: MULN | $7,250,000.00 |
| NovaStar Financial Inc. | OTC: NOVS | $7,250,000.00 |
| Fred’s, Inc. | NASDAQ: FRED | $7,250,000.00 |
| CardioNet, Inc. | NASDAQ: BEAT | $7,250,000.00 |
| Montage Technology Group Ltd | NASDAQ: MONT | $7,250,000.00 |
| Spectrum Pharmaceuticals, Inc. | NASDAQ: SPPI | $7,000,000.00 |
| Extreme Networks, Inc | NASDAQ: EXTR | $7,000,000.00 |
| AgFeed Industries, Inc. | NASDAQ: FEED | $7,000,000.00 |
| STAAR Surgical Company | NASDAQ: STAA | $7,000,000.00 |
| Arbitron | NYSE: ARB | $7,000,000.00 |
| SUNDIAL GROWERS INC. | NASDAQ: SNDL | $7,000,000.00 |
| Basin Water | NASDAQ: BWTR | $7,000,000.00 |
| Doral Financial Corp. | NYSE: DRL | $7,000,000.00 |
| Aqua Metals Inc | NASDAQ: AQMS | $7,000,000.00 |
| Bed Bath & Beyond Inc. | NASDAQ: BBBY | $7,000,000.00 |