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Case Settlements by Amount

Company Affected Security Settlement Amount
Horsehead Holding Corp. NASDAQ: ZINC $14,750,000.00
Landry’s Restaurants, Inc. NYSE: LNY $14,500,000.00
Avon Products, Inc. NYSE: AVP $14,500,000.00
Banco Bradesco SA NYSE: BBD $14,500,000.00
Home Depot NYSE: HD $14,500,000.00
American Pharmaceutical Partners, Inc. NASDAQ: APPX $14,300,000.00
REV Group, Inc. (NYSE: REVG NYSE: REVG $14,250,000.00
Third Avenue Focused Credit Fund NASDAQ: TFCIX, NASDAQ: TFCVX $14,250,000.00
Diplomat Pharmacy Inc NYSE: DPLO $14,100,000.00
Fifth Street Finance Corp. NASDAQ: FSC $14,050,000.00
Accretive Health, Inc. NYSE: AH $14,000,000.00
Silvercorp Metals Inc. (USA) NYSE: SVM $14,000,000.00
Lender Processing Services, Inc. NYSE: LPS $14,000,000.00
Allied Nevada Gold Corp. AMEX: ANV $14,000,000.00
Corcept Therapeutics Incorporated NASDAQ: CORT $14,000,000.00
Tibet Pharmaceuticals, Inc. OTC: TBET $14,000,000.00
American Tower Corporation NYSE: AMT $14,000,000.00
Sequenom, Inc. NASDAQ: SQNM $14,000,000.00
IntraLinks Holdings, Inc. NYSE: IL $14,000,000.00
NYSE: BCS $14,000,000.00
Occam Networks NASDAQ: OCNW $13,945,000.00
Illumina, Inc. NASDAQ: ILMN $13,900,000.00
Imperial Holdings, Inc. NYSE: IFT $13,600,000.00
Accuray Incorporated NYSE: ARAY $13,500,000.00
NewLink Genetics Corp NASDAQ: NLNK $13,500,000.00
Sunrise Senior Living NYSE: SRZ $13,500,000.00
Amyris Inc NASDAQ: AMRS $13,500,000.00
Magma Design Automation, Inc. NASDAQ: LAVA $13,500,000.00
Advanta Corp. NASDAQ: ADVNA, NASDAQ: ADVNB $13,250,000.00
Toronto-Dominion Bank NYSE: TD $13,250,000.00
Blue Apron Holdings Inc NYSE: APRN $13,250,000.00
Arctic Glacier Income Fund OTC: AGUNF $13,206,900.00
Apollo Group Inc (NASDAQ:APOL NASDAQ: APOL $13,125,000.00
Canopy Growth Corporation NYSE: CGC $13,000,000.00
BancorpSouth, Inc. NYSE: BXS $13,000,000.00
Performance Sports Group Ltd NYSE: PSG $13,000,000.00
Navistar International Corporation NYSE: NAV $13,000,000.00
Precigen, Inc. NASDAQ: PGEN $13,000,000.00
Constant Contact, Inc. NASDAQ: CTCT $13,000,000.00
Sonoco Products Company NYSE: SON $13,000,000.00
Knight Capital Group Inc. NYSE: KCG $13,000,000.00
LaBranche & Co., Inc. NYSE: LAB $13,000,000.00
Knight Capital Group Inc. NYSE: KCG $13,000,000.00
UTi Worldwide Inc. NASDAQ: UTIW $13,000,000.00
Giant Interactive Group NYSE: GA $13,000,000.00
LJM Preservation and Growth Fund Class I $12,850,000.00
KV Pharmaceutical Co. NYSE: KV-A, NYSE: KV-B $12,800,000.00
Connetics Inc. NASDAQ: CNCT $12,750,000.00
Columbia Funds Distributor Inc. $12,653,000.00
ITT Educational Services, Inc. NYSE: ESI $12,537,500.00