| Company | Affected Security | Settlement Amount |
|---|---|---|
| Bridgepoint Education, Inc. | NYSE: BPI | $15,500,000.00 |
| Applied Optoelectronics Inc | NASDAQ: AAOI | $15,500,000.00 |
| Frontier Communications Corp | NASDAQ: FTR | $15,500,000.00 |
| Syncor International Corp. | $15,500,000.00 | |
| USA Technologies, Inc. | NASDAQ: USAT | $15,300,000.00 |
| SMART Technologies Inc | NASDAQ: SMT | $15,250,000.00 |
| Bioventus Inc. | NASDAQ: BVS | $15,250,000.00 |
| Symbol Technologies Inc. | NYSE: SBL | $15,000,000.00 |
| OSI Systems, Inc. | NASDAQ: OSIS | $15,000,000.00 |
| Zillow Inc | NASDAQ: Z | $15,000,000.00 |
| Applied Therapeutics, Inc. | NASDAQ: APLT | $15,000,000.00 |
| AVEO Pharmaceuticals, Inc. | NASDAQ: AVEO | $15,000,000.00 |
| OvaScience Inc | NASDAQ: OVAS | $15,000,000.00 |
| Isilon Systems Inc | NASDAQ: ISLN | $15,000,000.00 |
| Harmonic Inc. | NASDAQ: HLIT | $15,000,000.00 |
| Aeropostale, Inc. | NYSE: ARO | $15,000,000.00 |
| Ubiquiti Networks Inc | NASDAQ: UBNT | $15,000,000.00 |
| Gerdau SA | NYSE: GBB | $15,000,000.00 |
| Friedman’s, Inc | $14,900,000.00 | |
| TerraForm Power Inc | NASDAQ: TERP | $14,750,000.00 |
| Exide Technologies | NASDAQ: XIDE | $14,750,000.00 |
| Horsehead Holding Corp. | NASDAQ: ZINC | $14,750,000.00 |
| PTC Therapeutics, Inc. | NASDAQ: PTCT | $14,750,000.00 |
| Centrais Eletricas Brasileiras SA | NYSE: EBR.B | $14,750,000.00 |
| Fiat Chrysler Automobiles NV | NYSE: FCAU | $14,750,000.00 |
| Banco Bradesco SA | NYSE: BBD | $14,500,000.00 |
| Home Depot | NYSE: HD | $14,500,000.00 |
| Avon Products, Inc. | NYSE: AVP | $14,500,000.00 |
| Landry’s Restaurants, Inc. | NYSE: LNY | $14,500,000.00 |
| American Pharmaceutical Partners, Inc. | NASDAQ: APPX | $14,300,000.00 |
| Third Avenue Focused Credit Fund | NASDAQ: TFCIX, NASDAQ: TFCVX | $14,250,000.00 |
| REV Group, Inc. (NYSE: REVG | NYSE: REVG | $14,250,000.00 |
| Diplomat Pharmacy Inc | NYSE: DPLO | $14,100,000.00 |
| Fifth Street Finance Corp. | NASDAQ: FSC | $14,050,000.00 |
| IntraLinks Holdings, Inc. | NYSE: IL | $14,000,000.00 |
| NYSE: BCS | $14,000,000.00 | |
| Accretive Health, Inc. | NYSE: AH | $14,000,000.00 |
| Silvercorp Metals Inc. (USA) | NYSE: SVM | $14,000,000.00 |
| Peloton Interactive, Inc. | NASDAQ: PTON | $14,000,000.00 |
| Lender Processing Services, Inc. | NYSE: LPS | $14,000,000.00 |
| Allied Nevada Gold Corp. | AMEX: ANV | $14,000,000.00 |
| Corcept Therapeutics Incorporated | NASDAQ: CORT | $14,000,000.00 |
| Tibet Pharmaceuticals, Inc. | OTC: TBET | $14,000,000.00 |
| American Tower Corporation | NYSE: AMT | $14,000,000.00 |
| Sequenom, Inc. | NASDAQ: SQNM | $14,000,000.00 |
| Occam Networks | NASDAQ: OCNW | $13,945,000.00 |
| Illumina, Inc. | NASDAQ: ILMN | $13,900,000.00 |
| Imperial Holdings, Inc. | NYSE: IFT | $13,600,000.00 |
| Amyris Inc | NASDAQ: AMRS | $13,500,000.00 |
| Magma Design Automation, Inc. | NASDAQ: LAVA | $13,500,000.00 |