| Company | Affected Security | Settlement Amount |
|---|---|---|
| United Rentals | NYSE: URI | $27,500,000.00 |
| Velodyne Lidar, Inc. | NASDAQ: VLDR | $27,500,000.00 |
| GreenSky, Inc. | NASDAQ: GSKY | $27,500,000.00 |
| Huron Consulting Group, Inc. | NASDAQ: HURN | $27,000,000.00 |
| Maxar Technologies Ltd. | NYSE: MAXR | $27,000,000.00 |
| Sadia S.A. | NYSE: SDA | $27,000,000.00 |
| SentinelOne, Inc. | NYSE: S | $27,000,000.00 |
| Heckmann Corporation | NYSE: HEK | $27,000,000.00 |
| The Cooper Companies, Inc. | NYSE: COO | $27,000,000.00 |
| TreeHouse Foods Inc. | NYSE: THS | $27,000,000.00 |
| Conagra Brands, Inc. | NYSE: CAG | $27,000,000.00 |
| Oppenheimer Holdings Inc. | $26,850,000.00 | |
| Goldman Sachs | $26,612,500.00 | |
| NovaGold Resources Inc. | AMEX: NG | $26,600,000.00 |
| SolarWinds, Inc. | NYSE: SWI | $26,000,000.00 |
| Washington Mutual, Inc. | $26,000,000.00 | |
| Lumber Liquidators Holdings Inc | NYSE: LL | $26,000,000.00 |
| EnergySolutions Inc. | NYSE: ES | $26,000,000.00 |
| Ply Gem Holdings Inc | NYSE: PGEM | $25,950,000.00 |
| Toyota Motor Corporation | NYSE: TM | $25,500,000.00 |
| R.H. Donnelley Corporation | OTC: RHDCQ | $25,000,000.00 |
| Vale SA | NYSE: VALE | $25,000,000.00 |
| GTT Communications Inc | NYSE: GTT | $25,000,000.00 |
| Toll Brothers | NYSE: TOL | $25,000,000.00 |
| PPG Industries, Inc. | NYSE: PPG | $25,000,000.00 |
| Lyft, Inc. | NASDAQ: LYFT | $25,000,000.00 |
| Walter Energy, Inc. | NYSE: WLT | $25,000,000.00 |
| AAC Holdings Inc | NYSE: AAC | $25,000,000.00 |
| SafeNet Inc. | NASDAQ: SFNT | $25,000,000.00 |
| American Italian Pasta Company | NASDAQ: AIPC | $25,000,000.00 |
| Evergreen Investment Management Company | $25,000,000.00 | |
| Citigroup | $24,975,000.00 | |
| Celera Corporation | NASDAQ: CRA | $24,750,000.00 |
| FLAG Telecom Holdings Ltd. | $24,400,000.00 | |
| Juno Therapeutics Inc | NASDAQ: JUNO | $24,000,000.00 |
| Geron Corporation | NASDAQ: GERN | $24,000,000.00 |
| Akorn, Inc. | NASDAQ: AKRX | $24,000,000.00 |
| Walter Investment Management Corp | NYSE: WAC | $24,000,000.00 |
| Force Protection | NASDAQ: FRPT | $24,000,000.00 |
| Walter Investment Management Corp | NYSE: WAC | $24,000,000.00 |
| Healthways | NASDAQ: HWAY | $23,600,000.00 |
| Constar International Inc. | NASDAQ: CNST | $23,500,000.00 |
| Zynga Inc | NASDAQ: ZNGA | $23,000,000.00 |
| Johnson & Johnson | NYSE: JNJ | $22,900,000.00 |
| SemGroup Energy Partners | NASDAQ: SGLP | $22,800,000.00 |
| National City Corporation | NYSE: NCC | $22,500,000.00 |
| CONN'S, Inc. | NASDAQ: CONN | $22,500,000.00 |
| Pall Corporation | NYSE: PLL | $22,500,000.00 |
| Autoliv Inc. | NYSE: ALV | $22,500,000.00 |
| Gildan Acivewear | NYSE: GIL | $22,500,000.00 |