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Case Settlements by Amount

Company Affected Security Settlement Amount
Sunrise Senior Living NYSE: SRZ $13,500,000.00
Amyris Inc NASDAQ: AMRS $13,500,000.00
Magma Design Automation, Inc. NASDAQ: LAVA $13,500,000.00
Advanta Corp. NASDAQ: ADVNA, NASDAQ: ADVNB $13,250,000.00
Toronto-Dominion Bank NYSE: TD $13,250,000.00
Blue Apron Holdings Inc NYSE: APRN $13,250,000.00
Arctic Glacier Income Fund OTC: AGUNF $13,206,900.00
Apollo Group Inc (NASDAQ:APOL NASDAQ: APOL $13,125,000.00
Precigen, Inc. NASDAQ: PGEN $13,000,000.00
BancorpSouth, Inc. NYSE: BXS $13,000,000.00
Performance Sports Group Ltd NYSE: PSG $13,000,000.00
Navistar International Corporation NYSE: NAV $13,000,000.00
Canopy Growth Corporation NYSE: CGC $13,000,000.00
Constant Contact, Inc. NASDAQ: CTCT $13,000,000.00
Sonoco Products Company NYSE: SON $13,000,000.00
LaBranche & Co., Inc. NYSE: LAB $13,000,000.00
Knight Capital Group Inc. NYSE: KCG $13,000,000.00
Knight Capital Group Inc. NYSE: KCG $13,000,000.00
UTi Worldwide Inc. NASDAQ: UTIW $13,000,000.00
Giant Interactive Group NYSE: GA $13,000,000.00
LJM Preservation and Growth Fund Class I $12,850,000.00
KV Pharmaceutical Co. NYSE: KV-A, NYSE: KV-B $12,800,000.00
Connetics Inc. NASDAQ: CNCT $12,750,000.00
Columbia Funds Distributor Inc. $12,653,000.00
ITT Educational Services, Inc. NYSE: ESI $12,537,500.00
OmniVision Technologies, Inc. NASDAQ: OVTI $12,500,000.00
Camping World Holdings, Inc. NYSE: CWH $12,500,000.00
NetBank Inc NASDAQ: NTBK $12,500,000.00
International Game Technology NYSE: IGT $12,500,000.00
Anadarko Petroleum Corporation NYSE: APC $12,500,000.00
Sterling Bancorp (Southfield, MI) NASDAQ: SBT $12,500,000.00
Northwest Pipe Company NASDAQ: NWPX $12,500,000.00
Odonate Therapeutics, Inc. NASDAQ: ODT $12,500,000.00
CommVault Systems, Inc. NASDAQ: CVLT $12,500,000.00
OSI Systems, Inc. NASDAQ: OSIS $12,500,000.00
Arena Pharmaceuticals, Inc. NASDAQ: ARNA $12,025,000.00
Vaxart, Inc. NASDAQ: VXRT $12,015,000.00
Abercrombie and Fitch NYSE: ANF $12,000,000.00
Barrett Business Services, Inc. NASDAQ: BBSI $12,000,000.00
Children's Place Retail Stores NASDAQ: PLCE $12,000,000.00
Nantkwest Inc NASDAQ: NK $12,000,000.00
Imax Corporation NASDAQ: IMAX $12,000,000.00
Marrone Bio Innovations Inc NASDAQ: MBII $12,000,000.00
Tesco PLC OTC: TSCDY $12,000,000.00
Lexmark International Inc NYSE: LXK $12,000,000.00
Assisted Living Concepts, Inc. NYSE: ALC $12,000,000.00
China MediaExpress Holdings Inc. NASDAQ: CCME $12,000,000.00
Thoratec Corporation NASDAQ: THOR $11,900,000.00
Synovus Financial Corp. NYSE: SNV $11,750,000.00
Thornburg Mortgage NYSE: TMA $11,250,000.00