| Company | Affected Security | Settlement Amount |
|---|---|---|
| Okta, Inc. | NASDAQ: OKTA | $60,000,000.00 |
| Mohawk Industries, Inc. | NYSE: MHK | $60,000,000.00 |
| Hewlett-Packard Company | NYSE: HPQ | $57,000,000.00 |
| Ocwen Financial Corp | NYSE: OCN | $56,000,000.00 |
| Corrections Corp Of America | NYSE: CXW | $56,000,000.00 |
| Intercept Pharmaceuticals Inc | NASDAQ: ICPT | $55,000,000.00 |
| Empire State Realty Trust | $55,000,000.00 | |
| CenturyLink, Inc. | NYSE: CTL | $55,000,000.00 |
| Resideo Technologies, Inc. | NYSE: REZI | $55,000,000.00 |
| Reserve (the) | NASDAQ: RPRXX | $54,500,000.00 |
| HeartWare International Inc | NASDAQ: HTWR | $54,500,000.00 |
| Puma Biotechnology Inc | NYSE: PBYI | $54,200,000.00 |
| Community Health Systems, Inc. | NYSE: CYH | $53,000,000.00 |
| Oppenheimer Holdings Inc. | $52,500,000.00 | |
| Weatherford International Ltd. | NYSE: WFT | $52,500,000.00 |
| AdaptHealth Corp. | NASDAQ: AHCO | $51,000,000.00 |
| Oppenheimer Holdings Inc. | $50,750,000.00 | |
| RH | NYSE: RH | $50,000,000.00 |
| HD Supply Holdings Inc | NASDAQ: HDS | $50,000,000.00 |
| Transkaryotic Therapies | NASDAQ: TKTX | $50,000,000.00 |
| SanDisk Corporation | NASDAQ: SNDK | $50,000,000.00 |
| BHP Billiton Limited | NYSE: BHP | $50,000,000.00 |
| LifeStance Health Group, Inc. | NASDAQ: LFST | $50,000,000.00 |
| 3D Systems Corporation | NYSE: DDD | $50,000,000.00 |
| Zimmer Biomet Holdings Inc | NYSE: ZBH | $50,000,000.00 |
| FleetCor Technologies, Inc. | NYSE: FLT | $50,000,000.00 |
| St. Jude Medical, Inc. | NYSE: STJ | $50,000,000.00 |
| Advance Auto Parts, Inc. | NYSE: AAP | $49,250,000.00 |
| Delphi Financial Group, Inc | NYSE: DFG | $49,000,000.00 |
| TerraForm Global Inc | NASDAQ: GLBL | $48,750,000.00 |
| CVS Caremark Corporation | NYSE: CVS | $48,000,000.00 |
| Oppenheimer Holdings Inc. | $47,500,000.00 | |
| Monster Worldwide | NYSE: MWW | $47,500,000.00 |
| QuantumScape Corporation | NYSE: QS | $47,500,000.00 |
| Santander Consumer USA Holdings Inc | NYSE: SC | $47,000,000.00 |
| Novavax, Inc. | NASDAQ: NVAX | $47,000,000.00 |
| Nu Skin Enterprises, Inc. | NYSE: NUS | $47,000,000.00 |
| Intermix Media Inc. | $45,000,000.00 | |
| Groupon Inc | NASDAQ: GRPN | $45,000,000.00 |
| Stericycle Inc | NASDAQ: SRCL | $45,000,000.00 |
| Reata Pharmaceuticals, Inc. | NASDAQ: RETA | $45,000,000.00 |
| Bank OZK | NASDAQ: OZK | $45,000,000.00 |
| Qwest Communications International Inc. | NYSE: Q | $45,000,000.00 |
| Ryder System, Inc. | NYSE: R | $45,000,000.00 |
| Adeptus Health Inc | NYSE: ADPT | $44,000,000.00 |
| Amedisys, Inc. | NASDAQ: AMED | $43,750,000.00 |
| Value Line Inc. | $43,705,800.00 | |
| BP Prudhoe Bay Royalty Trust | NYSE: BPT | $43,250,000.00 |
| Iridium World Communications | OTC: IRIDQ | $43,100,000.00 |
| Medtronic Inc. | NYSE: MDT | $43,000,000.00 |