| Company | Class Period | Amount | Documents | Deadline |
| Esperion Therapeutics Inc - NASDAQ: ESPR | to | $18,250,000.00 | Proof | Notice | |
| Akazoo S.A. - NASDAQ: SONG | to | $35,000,000.00 | Proof | Notice | |
| ChinaCache International Holdings Limited - NASDAQ: CCIH | to | $1,800,000.00 | Proof | Notice | |
| Baxter International Inc. - NYSE: BAX | to | $16,000,000.00 | Proof | Notice | |
| Wageworks Inc - NYSE: WAGE | to | $30,000,000.00 | Proof | Notice | |
| Orexigen Therapeutics, Inc. - NASDAQ: OREX | to | $4,800,000.00 | Proof | Notice | |
| China Zenix Auto International Limited - NYSE: ZX | to | $1,800,000.00 | Proof | Notice | |
| Tableau Software Inc - NYSE: DATA | to | $95,000,000.00 | Proof | Notice | |
| Array Biopharma Inc - NASDAQ: ARRY | to | $8,500,000.00 | Proof | Notice | |
| YRC Worldwide Inc. - NASDAQ: YRCW | to | $2,100,000.00 | Proof | Notice | |
| CenturyLink, Inc. - NYSE: CTL | to | $55,000,000.00 | Proof | Notice | |
| Uxin Limited - NASDAQ: UXIN | to | $9,500,000.00 | Proof | Notice | |
| Sterling Bancorp (Southfield, MI) - NASDAQ: SBT | to | $12,500,000.00 | Proof | Notice | |
| Zynerba Pharmaceuticals, Inc. - NASDAQ: ZYNE | to | $4,000,000.00 | Proof | Notice | |
| PG&E Corporation - NYSE: PCG | to | $10,000,000.00 | Proof | Notice | |
| Universal Health Services, Inc. - NYSE: UHS | to | $17,500,000.00 | Proof | Notice | |
| Bristow Group Inc - NYSE: BRS | to | $6,250,000.00 | Proof | Notice | |
| First Choice Healthcare Solutions, Inc. - OTC: FCHS | to | $1,000,000.00 | Proof | Notice | |
| Armstrong Flooring, Inc. - NYSE: AFI | to | $3,750,000.00 | Proof | Notice | |
| World Wrestling Entertainment, Inc. - NYSE: WWE | to | $39,000,000.00 | Proof | Notice | |
| Helios and Matheson Analytics Inc. - NASDAQ: HMNY | to | $8,250,000.00 | Proof | Notice | |
| GTT Communications Inc - NYSE: GTT | to | $25,000,000.00 | Proof | Notice | |
| Horsehead Holding Corp. - NASDAQ: ZINC | to | $14,750,000.00 | Proof | Notice | |
| Katanga Mining Ltd - OTCMKTS: KATFF | to | $1,000,000.00 | Proof | Notice | |
| TechnipFMC plc - NYSE: FTI | to | $19,500,000.00 | Proof | Notice | |
| Health Insurance Innovations Inc - | to | $11,000,000.00 | Proof | Notice | |
| Nabriva Therapeutics plc - NASDAQ: NBRV | to | $3,000,000.00 | Proof | Notice | |
| Obalon Therapeutics Inc - NASDAQ: OBLN | to | $3,150,000.00 | Proof | Notice | |
| Correvio Pharma Corp. - NASDAQ: CORV | to | $1,750,000.00 | Proof | Notice | |
| Qudian Inc - NYSE: QD | to | $8,500,000.00 | Proof | Notice | |
| Health Insurance Innovations Inc - NASDAQ: HIIQ | to | $2,800,000.00 | Proof | Notice | |
| Chemical & Mining Co of Chile Inc - NYSE: SQM | to | $62,500,000.00 | Proof | Notice | |
| Oasmia Pharmaceutical AB - NASDAQ: OASM | to | $2,350,000.00 | Proof | Notice | |
| Blue Apron Holdings Inc - NYSE: APRN | to | $13,250,000.00 | Proof | Notice | |
| DaVita Inc. - NYSE: DVA | to | $135,000,000.00 | Proof | Notice | |
| Sogou Inc. - NYSE: SOGO | to | $1,450,000.00 | Proof | Notice | |
| MetLife, Inc. - NYSE: MET | to | $84,000,000.00 | Proof | Notice | |
| Finisar Corporation - NASDAQ: FNSR | to | $6,800,000.00 | Proof | Notice | |
| Taronis Technologies, Inc. - NASDAQ: TRNX | to | $1,700,000.00 | Proof | Notice | |
| Arlo Technologies, Inc. - NYSE: ARLO | to | $1,250,000.00 | Proof | Notice | |
| Jumia Technologies AG - NASDAQ: JMIA | to | $5,000,000.00 | Proof | Notice | |
| Southern Company - NYSE: SO | to | $87,500,000.00 | Proof | Notice | |
| Daimler AG - OTCMKTS: DDAIF, OTCMKTS: DDAIY | to | $19,000,000.00 | Proof | Notice | |
| Verb Technology Company, Inc. - NASDAQ: VERB | to | $640,000.00 | Proof | Notice | |
| AEterna Zentaris Inc. (USA) - NASDAQ: AEZS | to | $6,500,000.00 | Proof | Notice | |
| OPKO Health, Inc. - NASDAQ: OPK | to | $16,500,000.00 | Proof | Notice | |
| 6D Global Technologies Inc - NASDAQ: SIXD | to | $640,000.00 | Proof | Notice |