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UBS AG


NYSE: UBS

Investor Relations
Cases
Title Date Filed Updated Status Security
UBS AG (NYSE: UBS) Investor Securities Class Action Lawsuit 06/22/2012 11/04/2021 Lawsuit Filed, Case Dismissed NYSE: UBS
Swiss Bank UBS Agrees To Pay $780M And To Settle SEC Charges For Violating Registration Requirements - 02/18/2009 12/06/2021 Lawsuit Filed, Judgment Issued, Settlement Proposed NYSE: UBS
UBS AG (NYSE: UBS) Investor Class Action Lawsuit Over Alleged US Federal Securities Law Violations By UBS - 02/13/2009 03/19/2021 Lawsuit Filed NYSE: UBS
UBS AG Case 9/17/2008 03/19/2021 Lawsuit Filed NYSE: UBS
UBS AG Case 7/24/2008 03/19/2021 Lawsuit Filed NYSE: UBS
UBS AG Case 6/16/2008 03/19/2021 Lawsuit Filed NYSE: UBS
UBS AG Case 5/28/2008 03/19/2021 Lawsuit Filed NYSE: UBS
UBS AG (NYSE: UBS) Investor Securities Class Action Lawsuit 3/21/2008 03/19/2021 Lawsuit Filed, Case Dismissed NYSE: UBS
UBS AG Case 12/13/2007 03/19/2021 Lawsuit Filed NYSE: UBS
Investigations
Title Updated Security
UBS AG (USA) Under Investor Investigation Over Possible Violations of Securities Laws 03/20/2021 NYSE: UBS
UBS Group AG (USA) (NYSE:UBS) Investor Investigation Concerning Potential Securities Laws Violations Announced 03/20/2021 NYSE: UBS